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lipoproteins are hydrolyzed by lipoprotein lipase (LpL) and converted into smaller lipoproteins
called remnants and IDL, respectively. The remnants and IDL are cleared from the circulation by
the liver through mechanisms involving LDL-receptor-related protein (LRP), which binds to apoE
and hepatic lipase (HL). Although all the chylomicron remnants are cleared by the hepatic uptake,
some of the IDL are further catabolized to LDL. During this process, the TG core is replaced by
cholesterol ester; all of the apoproteins except apo B100 are removed.
Catabolism of LDL depends primarily on the receptor-mediated uptake. The LDL receptor
binds the apo B100. The LDL and the LDL receptor are internalized and catabolized in the
lysosomes, releasing free cholesterol. Free cholesterol inhibits the key enzyme of cholesterol
synthesis (3-hydroxy 3-methyl glutaryl-CoA reductase), creating a feedback mechanism to prevent
excessive cholesterol production. Simultaneously, LDL-receptor synthesis is decreased, and cholesterol esterification is stimulated. These feedback mechanisms tightly regulate the intracellular
free cholesterol levels.
Metabolism of HDL is complicated. Nascent HDL containing only a bilayer of phospholipid
and apoproteins is formed in the liver and the intestine.1 These lipid-poor particles acquire cholesterol and phospholipids from peripheral tissues via ATP binding cassette transporter A1 (ABCA1)
generating cholesterol-enriched particles. The enzyme lecithin cholesterol acyl transferase (LCAT),
carried on HDL particles, esterifies the free cholesterol to form cholesteryl ester which migrates
to the core of the HDL. These HDL particles change further through intravascular modeling by
lipases and lipid transfer proteins. Cholesteryl ester transfer protein (CETP) facilitates the exchange
of cholesteryl ester (CE) in HDL for the triglyceride in chylomicrons and VLDL. Phospholipid
transfer protein (PLTP) mediates phospholipid transfer from chylomicrons and VLDL to HDL.
These lipids are then delivered to the liver with the assistance of the hepatic lipase, which hydrolyzes
the triglyceride in HDL and releases lipid-poor apoA-I HDL and the scavenger receptor (SR)-B1,
which removes cholesterol.
III. EFFECTS OF N-3 FISH OILS ON LIPOPROTEINS
A. HEPATIC PRODUCTION
OF
VLDL
At the fasting state, elevated plasma triglyceride levels reflect the presence of excess amounts of
VLDL in the circulation. Fish oils consistently decrease plasma concentration of triglycerides by
decreasing VLDL-TG, VLDL-cholesterol, and VLDL-apoB (Figure 7.1). Kinetic studies in
humans, nonhuman primates, and small animal models consistently demonstrate decreased VLDLTG and VLDL apoB secretion rates.2–5 The degree of suppression in TG relative to apoB influences
the VLDL particle size. Although in general, fish oils decrease the secretion of TG more than
apoB and lead to the production of smaller, lipid-poor particles, this response is modified by the
genetic background.4
Fish oils regulate hepatic production of VLDL by inhibiting fatty-acid synthesis, increasing
oxidation, decreasing triglyceride and cholesteryl ester production, and increasing the degradation
of apoB. Recent research demonstrated that the effects of fish oils are mediated through the actions
of several nuclear receptors such as peroxisome proliferator-activated receptor (PPAR), liver X
receptors (LXR) and hepatic nuclear factor-4 (HNF4), and sterol regulatory element-binding proteins (SREBP).6
Fatty acid production: The major lipogenic enzyme in the liver is fatty acid synthase (FAS).
The promoter of FAS has a SREBP response element. Thus, SREBP stimulates transcription of
FAS. In turn, SREBP gene expression is regulated by the nuclear receptor LXR. Fish oils interfere
with the binding of the ligand oxysteroids to LXR, decrease SREBP availability, and consequently
downregulate the transcription of FAS. Over-expression of the nuclear form of SREBP-1c overrides the suppressive effect of PUFA on lipogenic gene expression.6–9 Thus, down-regulation of
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Omega-3 Fish Oils and Lipoprotein Metabolism
147
VLDL
TG
ApoB
TG/ApoB
(-)
RXRα
(+)
Peroxisomal
β-Oxidation
LXR
(-)
LpL ?
LRP ?
(+)
? (+)
SREBP
(-)
Lipogenesis
LDL-receptor
Apo B
IDL
Scavengerreceptor B1
(+)
LDL
(+)
HDL-C
HDL-Apo Al
FIGURE 7.1 Effects of fish oil supplementation on lipoprotein metabolism.
the nuclear form of SREBP may account for many of the suppressive effects of fish oils on hepatic
lipogenesis.
Fatty acid oxidation: Fish oils increase catabolism fatty acids by stimulating the hepatic
enzymes to facilitate β-oxidation in the peroxisomes (acyl-CoA oxidase, AOX) and in the mitochondria (carnitine palmitoyltransferase, CPT). Fish oils mediate transcription of AOX through the
nuclear receptor PPARα. The PPARα-deficient (PPARα –/–) mice do not increase liver AOX mRNA
in response to fish oil.10 Regulation of the rate-limiting enzyme of mitochondrial β-oxidation, the
carnitine palmitoyltransferase 1 (L-CPT 1) gene, is not dependent on PPARα.11
Triglyceride and cholesteryl ester production: Fish oils are poor substrates for diacylglycerol
acyltransferase, the last step in triglyceride synthesis.12,13 They are also poor substrates for
cholesterol esterification. Instead, they get preferentially incorporated into phospholipids.14 In
vivo studies show that fish oil feeding causes a 25% decrease in glycerol production from acyl
CoA, a 15% decrease in the incorporation of DAG into the TG pool, and a 20% decrease in
hepatic TG secretion.15
ApoB degradation: ApoB is the obligatory protein for VLDL assembly, which occurs in two
steps16: During the first step, a small quantity of triglyceride becomes associated with apoB in the
rough endoplasmic reticulum, forming a small, dense, VLDL precursor. This process is facilitated by
the microsomal triacylglycerol transfer protein (MTP). During the second step, the VLDL-precursor
joins with a triglyceride droplet and forms a large VLDL. A small GTP-binding protein that activates
phospholipase D, ADP-ribosylation factor 1 (ARF-1), appears to facilitate the second step.
The apoB that cannot be lipidated during the first step is destroyed through endoplasmic
reticulum-associated degradation and reuptake.17 The apoB in the larger, lipid-enriched VLDL are
degraded by a newly described pathway called post-ER presecretory proteolysis.18 Fish oils reduce
hepatic VLDL secretion primarily by increasing post-ER presecretory proteolysis of apoB.18
B. INTESTINAL PRODUCTION
OF
CHYLOMICRONS
After a meal, the increase in plasma triglyceride levels reflects the amount of chylomicrons produced
in the intestine. Effects of fish oils on chylomicron production have been addressed in humans and
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animal models by studying both the absorption characteristics of fish oils and the effects of longterm fish oil supplementation on chylomicron production from other fats. These studies show that
in humans, fish oil-rich test meals increase plasma chylomicrons and triglycerides as much as olive
oil-rich test meals. Fish oils given either as ethyl esters or triglycerides are equally well absorbed.
The individual fatty acids in fish oils, EPA vs. DHA, have similar absorption rates.19 All these
findings suggest that a single load of fish oil does not affect chylomicron production in the human
intestine. However, long-term fish oil supplementation can cause adaptive changes and blunt the
increase in chylomicrons after oral fat loading. Furthermore, fish oil supplementation decreases the
chylomicron remnants during the late postprandial phase.20 These findings are in contrast with the
results of animal studies that showed long-term fish oil feeding stimulated the enzymes that
synthesize chylomicron lipids, acyl-CoA:cholesterol acyltransferase (ACAT and acyl-CoA:1,2diacylglycerol acyltransferase (DGAT) and therefore increased chylomicron synthesis.21
C. LIPOLYSIS
OF
TRIGLYCERIDE-RICH LIPOPROTEINS
Both the VLDL-TG produced in the liver and the chylomicron-TG from the intestine are hydrolyzed
in the peripheral tissues.
VLDL: A recent kinetic study demonstrated that fish oils increased the conversion rates of
VLDL-apoB to IDL-apoB by 71% and to LDL-apoB by 93%.2 One explanation for the accelerated
conversion may be that the relatively TG-poor VLDL particles, produced during fish oil supplementation, can be lipolyzed more efficiently. However, the experimental evidence does not support
this hypothesis. In vitro, when fish oil-enriched VLDL were hydrolyzed by using purified LpL and
HL, both EPA-and DHA-enriched particles had lower rates of hydrolysis as compared with soy
oil. Release of fatty acids from EPA-enriched particles was even slower than those of the DHA.22
Fish-oil-enriched chylomicrons, treated with LpL, lipolyzed at a higher rate than the palm oil-rich
particles, but at a comparable rate with olive oil-rich or corn oil-rich particles.23 When accelerated
lipolysis is induced in vivo by intravenous heparin infusion, there was no increase in the lipolysis
of VLDL-TG during fish oil treatment as compared to the olive oil placebo.24 Another explanation
may be that although fish oils do not increase the susceptibility of the TG-rich lipoproteins to
lipolysis in vitro, they can stimulate the activities of the lipolyzing enzymes LpL and HL in vivo.
This hypothesis is supported by the findings that fish oils increased the heparin releasable LpL and
HL in healthy subjects, and the post-heparin LpL in patients with hyperlipidemia.24,25
Chylomicron remnants and IDL: In humans, there is conflicting evidence about the effects of
fish oils on the clearance of chylomicron remnants and IDL; both increased and unchanged rates
have been observed. In patients with diabetes or hypertriglyceridemia, supplementation of fish
oils or EPA-ethyl ester decreased the endogenous remnant-like particles in the circulation.20,26
However, when remnant-like particles were injected intravenously in men treated with fish oils,
their clearance rate was unchanged.2 In rats, clearance of chylomicron remnants appears to be
accelerated. Fish oil-rich remnants are taken up more efficiently by the isolated hepatocytes.27,28
The biliary excretion of cholesterol from fish oil-rich chylomicrons is increased.29 This may be
partly due to the induction of 7α-hydroxylase, the rate-limiting enzyme of bile acid synthesis and
cholesterol excretion, by fish oil.30
The hepatic uptake of chylomicron remnants can be facilitated by LDL receptor, LDL receptorrelated protein (LRP), and hepatic lipase. ApoE is a ligand for the LRP. The current evidence
suggests that the fatty acid composition of the chylomicron remnants influence their hepatic uptake.
In addition, fish oil supplementation causes long-term adaptive changes in liver tissue. The response
to the fatty acid composition is mediated primarily by the LDL receptor, whereas the long-term
adaptation involves both the LDL receptor and the LRP.27 Fish oils can modulate the LRP-mediated
uptake also by increasing apoE levels.31 However, the significance of this increase is not clear
because in apoE*3-leiden transgenic mice model, which has decreased clearance of chylomicron
and VLDL remnants, fish oils can still increase VLDL clearance.32 Similarly, in apoE knockout
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Omega-3 Fish Oils and Lipoprotein Metabolism
149
(Apoetm1Unc) mice, fish oil and n-3 fatty acid ethyl esters decrease triglyceride, cholesterol, and
phospholipid levels and regulate the activity and mRNA levels of the hepatic enzymes involved in
fatty acid oxidation and synthesis.33 Finally, although hepatic lipase plays a role in chylomicron
remnant clearance, the available evidence indicates that hepatic lipase does not mediate the effects
of fish oils.34
D. METABOLISM
OF
LDL
Despite having beneficial effects on coronary artery disease,35 fish oils do not decrease, and can
even increase, the most atherogenic lipoproteins in the circulation: LDL. To explain this discrepancy,
it was proposed that fish oils may increase the less atherogenic, large, buoyant LDL particles but
not the more atherogenic, small, dense LDL particles. Recent research verified this in patients with
combined hyperlipidemia36 but not in patients with type 2 diabetes.37 The increase in LDL is mostly
due to increased conversion of VLDL apoB to LDL apoB,2,38 but oversecretion of apoB into the
IDL fraction also occurs.38 Studies in animal models and cell cultures consistently demonstrate that
n-3 fish oils decrease the number of LDL receptors.39 However, kinetic studies in humans do not
show a decreased fractional catabolic rate of LDL.2,3
E. METABOLISM
OF
HDL
Omega-3 fatty-acid supplementation has been associated with variable HDL cholesterol response.
Recent research indicates that fish oils may preferentially increase the smaller, cholesterol-poor
HDL particles, which may be more efficient in cholesterol uptake.37 Fish oils may also increase
the delivery of cholesterol from the HDL to the liver, the reverse cholesterol transport, by increasing
scavenger receptor B-1 gene expression.40 Plasma HDL is constantly remodeled by incorporation
of cholesterol ester by LCAT, transfer of neutral lipids between lipoproteins by lipid transfer proteins
and CETP, incorporation of surface lipids and apoproteins during the LpL-mediated lipolysis of
TG-rich lipoproteins, removal of cholesterol ester and phospholipids by HL, and removal of
cholesterol by scavenger receptor. Decreased LCAT,41–43 increased as well as decreased CETP,44,45
decreased lipid transfer protein,41 and increased or unchanged LpL and HL activities25,46 all have
been reported.
IV. SPECIFIC EFFECTS OF INDIVIDUAL N-3 FATTY ACIDS
The recent availability of purified ethyl esters of EPA and DHA provided the opportunity to identify
their specific actions on the lipid metabolism. Although earlier research showed a more potent
triglyceride lowering effect of EPA47 as compared to DHA, recent research disputes this finding.31
Effects of fish oils have also been compared with those of flaxseed oil, which is rich in α-linolenic
acid (18:3 n–3), the precursor of EPA and DHA. Flaxseed oil, unless given in very large amounts,
does not lower plasma TG.48,49
V. POTENTIAL ADVERSE EFFECTS OF FISH OILS:
LIPID PEROXIDATION
Oxidative modification of lipoproteins in the arterial wall is a significant step in atherosclerosis.
The susceptibility of individual fatty acids to oxidation directly depends on their degree of unsaturation. Thus fish oils, with their five or six unsaturated double bonds, can be easily oxidized.50
Recent research suggests that n-3 fatty acids are less susceptible to oxidation than the n-6 fatty
acids that contain a similar number of double bonds;51 fish oils may increase the HDL-bound
antioxidant enzyme paraoxonase;52 thus fish oils may not increase oxidation in vivo.53 As an
additional precaution, most fish oil supplements contain vitamin E.54
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VI. FISH OILS AS COMBINATION THERAPY
FOR HYPERLIPIDEMIA
Statins are the most effective therapeutic agents for LDL-cholesterol lowering while fibrates have
potent triglyceride-lowering effects. Although these two classes of medicines can be used in
combination, this increases the risk of myopathy. Therefore, fish oils have been combined with
statins as an alternative to fibrates and provided additional triglyceride lowering.55,56 Recently, a
different class of LDL-lowering medicine that inhibits intestinal cholesterol absorption, ezetimibe,
became available. To my knowledge, the effects of fish oil and ezetimibe in combination have not
yet been tested.
VII. CONCLUSION
The potent triglyceride-lowering effects of fish oils have been known for a long time. In searching
for the mechanisms, recent research highlighted the importance of fish oils in the regulation of
nuclear receptors. It became evident that fish oils decreased lipogenesis by decreasing SREBP
production by the LXR, and increased peroxisomal β-oxidation of the fatty acids by regulating
PPARα. Currently, several studies are investigating the structural and functional properties of fish
oils and their metabolic products as ligands for nuclear receptors. In addition, the gene-array
technique is providing enormous information about the effects of fish oils on the mRNA abundance.
These efforts are establishing the importance of fish oils, a readily available nutrient, as a significant
modulator of important biochemical pathways.
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48. Layne, K.S., Goh, Y.K., Jumpsen, J.A., Ryan, E.A., Chow, P., and Clandinin, M.T. Normal subjects
consuming physiological levels of 18: 3(n-3) and 20: 5(n-3) from flaxseed or fish oils have characteristic differences in plasma lipid and lipoprotein fatty acid levels. J Nutr 126: 2130–2140, 1996.
49. Lucas, E.A., Wild, R.D., Hammond, L.J., Khalil, D.A., Juma, S., Daggy, B.P., Stoecker, B.J., and
Arjmandi, B.H. Flaxseed improves lipid profile without altering biomarkers of bone metabolism in
postmenopausal women. J Clin Endocrinol Metab 87: 1527–1532, 2002.
50. Pedersen, H., Petersen, M., Major-Pedersen, A., Jensen, T., Nielsen, N.S., Lauridsen, S.T., and
Marckmann, P. Influence of fish oil supplementation on in vivo and in vitro oxidation resistance of
low-density lipoprotein in type 2 diabetes. Eur J Clin Nutr 57: 713–720, 2003.
51. Napolitano, M., Bravo, E., Avella, M., Chico, Y., Ochoa, B., Botham, K.M., and Rivabene, R. The
fatty acid composition of chylomicron remnants influences their propensity to oxidate. Nutr Metab
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52. Calabresi, L., Villa, B., Canavesi, M., Sirtori, C.R., James, R.W., Bernini, F., and Franceschini, G.
An omega-3 polyunsaturated fatty acid concentrate increases plasma high-density lipoprotein 2 cholesterol and paraoxonase levels in patients with familial combined hyperlipidemia. Metabolism 53:
153–158, 2004.
53. Tholstrup, T., Hellgren, L.I., Petersen, M., Basu, S., Straarup, E.M., Schnohr, P., and Sandstrom, B.
A solid dietary fat containing fish oil redistributes lipoprotein subclasses without increasing oxidative
stress in men. J Nutr 134: 1051–1057, 2004.
54. Suarez, A., Ramirez-Tortosa, M., Gil, A., and Faus, M.J. Addition of vitamin E to long-chain polyunsaturated fatty acid-enriched diets protects neonatal tissue lipids against peroxidation in rats. Eur
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55. Chan, D.C., Watts, G.F., Mori, T.A., Barrett, P.H., Beilin, L.J., and Redgrave, T.G. Factorial study of
the effects of atorvastatin and fish oil on dyslipidaemia in visceral obesity. Eur J Clin Invest 32:
429–436, 2002.
56. Durrington, P.N., Bhatnagar, D., Mackness, M.I., Morgan, J., Julier, K., Khan, M.A., and France, M.
An omega-3 polyunsaturated fatty acid concentrate administered for one year decreased triglycerides
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85: 544–548, 2001.
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Fish Oils and
8 Omega-3
Insulin Resistance
Sidika E. Kasim-Karakas
CONTENTS
I. Clinical Indications for n-3 Fish Oils in Diabetes ............................................................155
II. Maintenance of Glucose Homeostasis...............................................................................156
III. Effects of n-3 Fish Oils on Glycemic Control ..................................................................156
IV. Effects of n-3 Fish Oils on Pancreatic Insulin Secretion..................................................158
V. Effects of n-3 Fish Oils on Hepatic Glucose Production..................................................158
VI. Effects of n-3 Fish Oils on Peripheral Insulin Action ......................................................158
VII. Effects of n-3 Fish Oils on Adipokines.............................................................................159
VIII. Conclusion..........................................................................................................................159
References ......................................................................................................................................160
I. CLINICAL INDICATIONS FOR N-3 FISH OILS IN DIABETES
It is important to note that fish oils do not lower blood glucose or exert any beneficial effects of
glycemic control. The primary indication for fish oils in diabetes has been the treatment of coronary
artery disease (CAD) risk factors. Diabetes increases the risk of coronary artery disease by 2.4 to
5.1 times. Although women develop CAD at a later age than men, diabetic women lose this relative
protection. Recent research emphasizes the role of fish oils in the prevention and treatment of CAD,
especially in diabetic women.1 In a prospective study, Hu and colleagues2 examined the association
between intake of fish oils and risk of CAD mortality among 5103 female nurses with type 2
diabetes. The relative risk of CAD decreased from 1.0 to 0.36 as the fish intake increased from
less than 1 serving per month to 5 or more servings per week. This inverse relationship was
confirmed in another prospective cohort study of 229 postmenopausal women who participated in
the Estrogen Replacement and Atherosclerosis trial.3 This study used quantitative coronary angiography and showed that diabetic women who consumed more than 2 servings of fish per week had
approximately 3 to 5% less increase in coronary artery stenosis than those women who rarely ate
fish. Higher fish consumption was associated with smaller decreases in coronary artery diameter
and also fewer new lesions.
It has been known for a long time that fish oils have potent triglyceride lowering effects.4–7 As
the CAD risk research expanded from the traditional risk factors such as hyperlipidemias and
hypertension to the newer risk factors such as inflammation, lipid peroxidation, and arterial wall
biology, effects of fish oils on these emerging risk factors were examined. Unfortunately, the
research specific to diabetes is somewhat limited. Mori and colleagues8 reported that both EPA and
DHA reduced in vivo oxidant stress without changing inflammatory markers in hypertensive type
2 diabetic subjects. The same group also investigated changes in platelet aggregation, collagenstimulated thromboxane release, tissue-type plasminogen activator, plasminogen activator inhibitor1, von Willebrand factor and p-selectin levels, and flow-mediated and glyceryl-trinitrate-mediated
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Handbook of Nutraceuticals and Functional Foods
dilatation of the brachial artery.9 Relative to placebo, DHA but not EPA significantly reduced
collagen aggregation and thromboxane release, whereas platelet aggregation, fibrinolysis, or vascular function did not change. It appeared that highly purified DHA might be a more effective
antithrombotic agent than EPA. A report from Nomura and colleagues10 indicated that EPA supplementation reduced monocyte activation markers, platelet activation markers, soluble adhesion
molecule E-selectin and the autoantibodies directed against oxidized LDL. These findings suggest
that fish oils reduce CAD risk through multiple mechanisms, above and beyond their beneficial
effects on the plasma lipids. Unfortunately, it is not yet known whether these beneficial outcomes
also occur in diabetic patients.
Another use for fish oils may be in the prevention of diabetes.11 Suresh and Das12 tested the
effects of individual fatty acids on the development of alloxan induced diabetes in rats. Eicosapentanoic acid and DHA, administered either for 5 d prior to alloxan or along with alloxan, protected
against diabetes. In vitro studies in a rat insulinoma cell line suggested that EPA and DHA rendered
this protective effect by preventing alloxan-induced cytotoxicity. In humans, use of cod liver oil,
but not other vitamin D supplements, during the first year of life was associated with a significantly
lower risk of type-1 diabetes, suggesting possible protective effects of fish oils.13
Thus, patients who have diabetes or who are insulin resistant may be asked to supplement their
diet with either fish or fish oils for several reasons. Because earlier studies indicated that fish oils
may have adverse effects on glycemic control,6,14 it is important to review the current information
about the effects of fish oils on various aspects of diabetes.
II. MAINTENANCE OF GLUCOSE HOMEOSTASIS
Normal glucose homeostasis is achieved by a delicate balance among pancreatic insulin secretion,
hepatic glucose production, and peripheral glucose utilization. A change in any one of these can
be compensated for by an alteration in another. For example, impaired insulin action in the peripheral
tissues or increased hepatic glucose output can be compensated for by increased pancreatic insulin
secretion and hyperinsulinemia. In contrast, improvement in peripheral insulin action may result
in decreased pancreatic insulin secretion.
Effects of fish oils on glucose homeostasis have been studied at various levels. Their overall
effect on glycemic control is assessed by measuring blood glucose, glycosylated hemoglobin (Hgb
A1C), and urine glucose excretion. Secretion of insulin from the pancreas is determined by
measuring insulin and C-peptide responses to administration of oral or intravenous glucose, by
mixed meal, and by hyperglycemic insulin clamp technique. Hepatic glucose production and
peripheral insulin action are assessed by the euglycemic clamp technique and by simultaneous use
of radioisotopes. All these assays and techniques have been adapted to animal models. Furthermore,
in vitro studies were carried out to identify the cellular and molecular mechanisms of the effects
of fish oils. In this chapter, the recent research about the effects of fish oils has been reviewed. The
studies included in the earlier publication of this chapter15 have been mentioned briefly.
III. EFFECTS OF N-3 FISH OILS ON GLYCEMIC CONTROL
Earlier clinical studies showed that fish oil supplementation caused either no change16–19 or deterioration of glycemic control.6,14 Two recent meta analyses20,21 concluded that although fish oil
supplementation increased fasting glucose by 5 to 7 mg/dl and HgBA1 by 0.15 to 0.2%, these
changes were not statistically significant. An evidence-based review of the health effects of the fish
oils also found similar elevations in blood glucose and HgBA1 levels, and agreed with the conclusion
of the meta analyses that these changes were not significant (Figure 8.1 and Figure 8.2).22 The
studies included in these analyses showed a wide range of changes in fasting blood glucose levels,
indicating that individual response to fish oil supplementation can be quite variable. All of the
effects of fish oils were reversible after the discontinuation of the therapy.