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THE HISTORICAL PLANET
been metamorphosed (subjected to episodes of modest pressure
and high temperature) in a way that suggests processing in and
beneath a primitive basaltic crust. Also present in these rocks
are rounded pebbles that appear to be sedimentary, that is, laid
down in an environment containing liquid water. Belts of these
rocks appear to be the remnants of the earliest continents. They
indicate that continental-type crust, floating buoyantly atop a
denser mantle, began to appear about 500 million years after the
formation of Earth; whether continents could have formed much
earlier is unknown. The chemistry of oceanic and continental
rock formation is explored in more detail in Chapter 16.
This Hadean Earth, while vastly different from the present
planet, set the stage for what was to follow. By 3.8 to 4.0 billion
years ago, the growth of continents, the stabilization of liquid
water, and the decreasing impact rate made for an increasingly
predictable and benign environment. Increasing environmental
stability characterized the transition from the Hadean era to the
Archean eon of Earth.
Summary
The Hadean era of the Earth spans the time from formation
to the presence of the first whole rocks in the geologic record.
This is therefore the era in which information on the state of the
Earth must be derived from meteorites, from the Moon, and
from modeling of planetary processes. The planets of the solar
system can be divided according to their density into the solid
terrestrial planets, made mostly of rock and metal, and the giant
planets, made mostly of hydrogen and helium. Uranus and
Neptune are distinguished from Jupiter and Saturn by having
far less hydrogen and helium, and proportionately more water.
A third class of bodies is made of various proportions of water
ice and rock (plus metal); these are the icy moons of the outer
solar system, and dwarf planets like Pluto and other Kuiper Belt
objects. The Earth’s internal structure, revealed through careful measurement of seismic waves propagated by earthquakes,
includes a chemically distinct core that is divided into an outer
liquid and an inner solid core. The core is mostly iron and other
metals with an admixture of oxygen or sulfur. Above the core
is the mantle, which itself may be layered chemically, but is
made largely of silicates. It is solid, but flows slowly in the same
manner as glass does in very old windows. At the core–mantle
boundary a complex mixing of the molten iron and solid silicates may be taking place. Above the mantle is the solid crust
of the Earth, another chemically distinct layer rich in silicon and
aluminum compared to the mantle. The growth of the planets
and their moons by addition of material resulted in the release
of heat, leading to substantial melting of their interiors. In the
case of the Earth, collisions with lunar- and Mars-sized bodies
occurred multiple times during its growth, the last of which was
a glancing blow that enabled material to remain in orbit, forming the Moon. Meanwhile in the outer solar system, the giant
planets may have been spaced more closely together than they
are now, orbiting between 5.5 and 17 AU. However, interactions with the remnant disk of debris, and between the giant
planets themselves, could have led to a dramatic reshuffling
of orbits that is seen in the lunar cratering record as the “Late
Heavy Bombardment”. The cooling of the Earth after its formation continues to the present, with heat transported from the
interior not only from the energy of formation but also from
the decay of radioactive elements that progressively became
concentrated in the crust.
Questions
1. Some meteorite properties suggest that rocky bodies were
3. What might have been different about Earth’s Hadean and
strongly heated by 26 Al, a very short-lived radioisotope of
aluminum. How might the asteroids help determine whether
this heating actually occurred? What would you look for?
2. Calculate the temperature rise associated with the formation
of the Earth’s iron core, assuming that the iron started out
fully mixed with the silicates throughout the Earth (this is an
oversimplification of what happened, but one still derives a
useful number).
Archean history had the Moon not been present?
4. Go online to the exoplanet encyclopedia (http://exoplanet.
eu/) and examine the orbits of planets in multiple planet systems. Do the configurations you find there seem to argue
for or against, or are neutral with respect to, the Nice
model?
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THE HADEAN EARTH
129
General reading
Broecker, W. S. 1985. How to Build a Habitable Planet. Eldigio
Press, Palisades, NY.
Cloud, P. 1988. Oasis in Space: Earth History from the Beginning.
W. W. Norton, New York.
Press, F. and Siever, R. 2001. Understanding Earth. W. H. Freeman,
New York.
References
All´ gre, C., Poirer, J.-P., Humler, E., and Hofmann, A. W. 1995.
e
The chemical composition of the Earth. Earth and Planetary
Science Letters 134, 515–26.
Gomes, R., Levison, H. F., Tsiganis, K., and Morbidelli A. 2005.
Origin of the cataclysmic Late Heavy Bombardment period of
the terrestrial planets. Nature 435, 466–8.
Jeanloz, R. and Lay, T. 1993. The core-mantle boundary. Scientific
American 268(5), 48–55.
Mason, S. F. 1991. Chemical Evolution. Clarendon Press, Oxford.
Melosh, H. J., Vickery, A. M., and Tonks, W. B. 1993. Impacts and
the early environment and evolution of the terrestrial planets.
In Protostars and Planets III (E. H. Levy and J. I. Lunine, eds).
University of Arizona Press, Tucson, pp. 1339–70.
Owen, T. and Bar-Nun, A. 1995. Comet, impacts and atmospheres.
Icarus 116, 215–16.
Press, F. and Siever, R. 1978. Earth. W. H. Freeman and Company,
San Francisco.
Spudis, P. D. 1992. Moon, geology. In The Astronomy and Astrophysics Encyclopedia (S. P. Maran, ed.). Van Nostrand Reinhold, New York, pp. 452–5.
Squyres, S., Reynolds, R. T., Cassen, P. M., and Peale, S. J. 1983.
Liquid water and active resurfacing on Europa. Nature 301,
225–6.
Tackley, P. J. 1995. Mantle dynamics: influence of the transition
zone. Reviews of Geophysics 33 (Suppl.), 275–82.
Tackley, P. J., Stevenson, D. J., Glatzmaier, G. A., and Schubert, G.
1994. Effects of mantle phase transitions in a 3-D spherical
model of convection in the Earth’s mantle. Journal of Geophysical Research 99, 15,877–901.
Taylor, S. R. and McLennan, S. M. 1995. The geochemical evolution
of the continental crust. Reviews of Geophysics 33, 241–65.
Weissman, P. 1992. Comets, Oort cloud. In The Astronomy and
Astrophysics Encyclopedia (S. P. Maran, ed.). Van Nostrand
Reinhold, New York, pp. 120–3.
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12
The Archean eon and the origin of life
I Properties of and sites for life
Introduction
The close of the Hadean and opening of the so-called Archean
eon is defined and characterized by the oldest whole rock samples found on Earth, 4.0 billion years old. At the opening of the
Archean, Earth had an atmosphere rich in carbon dioxide, with
perhaps some nitrogen and methane but little molecular oxygen, and liquid water was stable on its surface. Mantle convection had begun producing oceanic basalts and continental-type
granitic rocks. The rate of impacts of asteroidal and cometary
fragments had decreased significantly. The Moon, formed from
Earth at the end of accretion some half billion years before,
could be seen in the terrestrial sky.
By 3.5 billion years ago, rocks were present that record definitive evidence for life; more controversial evidence exists back
to almost 3.9 billion years. Large sedimentary or layered formations in ancient limestones contain concentric spherical shapes,
stacked hemispheres and flat sheets of calcium carbonates (calcite), and trapped silts. These stromatolites are best understood
as the work of bacteria from 3.5 billion years ago, precipitating calcium carbonate in layers as one of the byproducts of
primitive photosynthesis. (Present-day active stromatoliteforming colonies can be found in Shark Bay, Australia.) If
the interpretation is correct, life on Earth was present then
and somewhat earlier as well, because such bacteria constitute
already reasonably well-developed organisms.
It therefore appears that, as Earth settled down from the
chaos of accretion, core formation, and impacts, life was able
to exist on its surface (Figure 12.1). The same might be true for
Mars, but the evidence discussed later in the chapter is vague
and controversial. How did life arise on the Earth? Could it have
arisen on the neighboring planets as well? Is there life in other
planetary systems? Why was Earth able to sustain life over billions of years of change, and the other terrestrial planets not?
How did life alter the Earth environment?
These are questions whose explorations constitute the
remainder of the book, including Part IV, where human kind’s
role is examined. In the present chapter, we outline the
definition of life and the essential structures that make it
possible.
12.1 Definition of life and essential workings
12.1.1 What is life?
No completely satisfactory definition of life – or of “living
things” – has yet been devised. Most simple definitions of
life – something that grows spontaneously, or something that
replicates itself – fail because they either include demonstrably
nonliving things or exclude certain particular living organisms.
Crystals such as snow or pyrite grow but are not biological in
nature; offspring of separate but related species such as mules
(offspring of a donkey and a horse) are almost invariably unable
to reproduce, yet clearly are living.
Some biologists lean toward a definition that incorporates
the concept of Darwinian evolution, defined broadly to mean
reproduction, variation of characteristics from one generation
to another, and natural selection whereby some individuals with
specific traits gain an advantage over others and hence are more
successful in producing offspring. In this context, one working definition of life might be “a self-sustained chemical system
capable of undergoing Darwinian evolution,” as devised by University of California biologist Gerald Joyce and colleagues.
There are two major drawbacks to this definition. First, it
has become clear that, although species do evolve, the classical
Darwinian concept of natural selection is only one factor that
comes into play in such evolution. Second, the definition may
131
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132
.9
.7
megascopic eukaryotes
develop and diversify
.9
1.4
1.6
.6
.5
mass
extinction
early vascular plants
.4
mass
extinction
.2
gymnosperms
.2
mass
extinction
(asteroid impact)
0
100
200
300
0
700
800
900
angios
100
200
300
perms
sent
r e pre
ars befo
illions of ye
geologic time, b
.3 pteridophytes
mass
extinction
aerobic
prokaryotes
diversify
mass
extinction
youngest detrital uraninites
major banded iron formations
nonvascular land plants and others
(this black section)
1.8
3.0
400
500
0
700
0
100
200
300
400
500
600
land
plant
species
(incomplete)
(known)
marine
vertebrate
and
invertebrate
families
land vertebrate
families
land arthropod
and other families
Figure 12.1 Schematic history of life on Earth, showing where key milestones in the history of life likely occurred relative to geologic events on Earth. Beginning at the Vendian–Cambrian
diversification of life (Chapter 18), the rise and fall with time of the number of families of land and marine creatures is depicted.
oldest body fossils
of invertebrates
oldest traces of invertebrates;
oldest large algae
1.0
1.2
eukaryotes develop
(or earlier)
eukaryotes diversify;
sexual reproduction
develops
2.2
2.0
2.8
photosynthetic bacteria
first
anaerobic
bacteria
oldest fossil-like objects
Present time
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O2-rich atmosphere;
aerobic respiration develops;
some anaerobes become extinct
aerobic
photosynthesis
develops
2.4
2.6
3.5
oldest whole rocks;
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ARCHEAN EON: PROPERTIES OF AND SITES FOR LIFE
be unnecessarily narrow in that “life” on other planets might
not undergo Darwinian evolution, but might still involve biochemical reactions resembling those on Earth; non-Darwinian
evolution might have occurred in the very earliest, primitive
organisms on our planet as well. The definition also excludes
“artificial life,” experiments in computer information replication described in Chapter 13, but could easily allow inclusion of
such experiments by replacing the phrase “chemical system” by
“material system,” as has been suggested by NASA Ames planetary scientist Chris McKay. Finally, a more general definition of
life – perhaps too general in that it might apply to some nonliving
systems – is “a system that possesses the ability (homeostasis)
of maintaining form and function through feedback processes
in the face of changing environments.”
What is required to maintain terrestrial life? Many different
things are required for different forms of life, but the essentials are organic (carbon-based) molecules for structure and processes, liquid water as an energy and information transporting
medium, and a source of usable energy (most often from the
Sun, but Earth’s heat can be a source as well).
133
oxygen
carbon
nitrogen
hydrogen
(a)
H
O
R
C
C
12.1.2 Basic structure of life
All known life-forms live on Earth and are based on the same
small set of molecular units and chemical reactions. Four types
of essential molecules are organic (contain carbon and hydrogen) and account for most biological processes and structures:
proteins, nucleic acids, carbohydrates, and lipids. Carbohydrates are molecules in which the hydrogen and oxygen atoms
form a whole number (that is, 1, 2, 3 . . . ) of water molecules.
Some classes of carbohydrates (sugars) are produced by plants
using sunlight as an energy source, and water and carbon dioxide as the raw materials. This process, photosynthesis, led to
fundamental changes in Earth’s atmospheric composition early
in its history, as we see in Chapter 17.
The molecules that provide the primary structural material
for life, as well as contribute crucially to its functioning, are
called proteins (from the Greek word proteios, or primary, hence
“primary substance”). Proteins are long chains (or polymers) of
relatively small molecular units (monomers), called amino acids.
An example structure of an amino acid is shown in Figure 12.2.
The “R” group distinguishes the particular amino acid – it could
be hydrogen or methyl (CH3 ) or more complicated combinations
of hydrogen, carbon, and oxygen. Of the vast variety of possible
amino acids, only about 20 are found to be the building blocks
of the major proteins of life.
Long-chain proteins fold into tight bundles, which give rise to
the physical and chemical behaviors associated with particular
proteins. A typical protein chain may contain from about 50 to
1,000 amino acid molecules strung together. The total number
of possible proteins is vastly more than the relatively few (of
order 100,000) that actually occur in terrestrial life. Of those
that do occur in cells, some play a role in defining the cellular
structure, some act to transport or store molecular compounds,
and others act as catalysts to control the rates of biochemical
reactions; the latter are called enzymes.
Proteins cannot make copies of themselves; in the absence
of some directive agent or template, the faithful production of
OH
N
(b)
H
H
Figure 12.2 (a) Atomic structure of the amino acid alanine, used in
proteins. (b) Schematic structure of many amino acids, including most
biological ones, where “R” represents a functional group of atoms that
defines the particular amino acid.
proteins from the simpler amino acids would not occur in cells.
Nucleic acids are molecules that form the building blocks of the
templates, which we consider next.
12.1.3 Information exchange and replication
The information-carrying and replicating (or genetic) components of terrestrial life are types of nucleic acids called DNA
(deoxyribonucleic acid) and RNA (ribonucleic acid). DNA
molecules are long double chains normally twisted into a helical
structure. The side rails of the double chains consist of a string
of alternating sugar and phosphate molecules. Sugar is a simple
carbohydrate. Many common sugars, such as glucose, have the
chemical formula C6 H12 O6 ; others have slightly different ratios
of carbon to hydrogen and oxygen. Phosphate molecules, or
phosphate groups, form high-energy bonds in living systems; a
phosphate group involves phosphorus and, for example, would
have the formula PO3 H2 .
The cross-ties of the DNA chain consist of pairs of four different types of bases: adenine (A), thymine (T), guanine (G), and
cytosine (C). These bases consist of carbon, nitrogen, oxygen,
and hydrogen in complicated ring structures (Figure 12.3). The
combination of a base with the sugar and phosphate backbone
is called a nucleotide.
The pairing of the nucleotide bases is restricted: A with T,
and G with C. Thus, the two sides of the chain (conjugates) are
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THE HISTORICAL PLANET
Pyrimidines:
O
H
N
H N
O
N
Nucleotides:
O
NH2
O
H
uracil
O
N
CH3
N3
H
cytosine
beta-glycoside link
to purine or pyrimidine
O
−O
P
O
O
−O
N
H
thymine
HO OH
Beta-D-ribonucleotide
Purines:
O
N
N
N
adenine
beta-glycoside link
to purine or pyrimidine
O
NH2
N
N
H N
H2N
H
(a)
N
−O
P
O
O
−O
N
HO H
Beta-D-deoxyribonucleotide
H
guanine
(b)
Figure 12.3 (a) The five types of nucleic acid bases in DNA and RNA, showing the characteristic ring structure. (b) Two types of nucleotides are
produced from the bases: (top) a ribonucleotide that is the foundation for RNA and (bottom) a deoxyribonucleotide that is the foundation for DNA.
Empty vertices correspond to carbon paired with zero or one hydrogen atoms; double lines indicate two shared pairs of electrons. Redrawn from
Mason (1991).
redundant to each other because, from the letter on one side, you
know what the letter on the other side must be. In replication,
the net result is that the two sides of the chain are split, with
each side reconstituting (through the mediation of enzymes) its
conjugate, resulting in two copies of the original DNA.
12.1.4 Formation of proteins
Protein synthesis is governed by DNA, through the intermediation of RNA. The synthesis begins when DNA, instead of
replicating to make new DNA, transcribes RNA. RNA differs
from DNA in two aspects: the sugar is of a different form, and the
nucleic acid base uracil (U) is present in place of thymine (T).
These are relatively minor structural changes in the molecule
(Figure 12.3), a fact that we return to in Chapter 13 as we consider the origin of the genetic code.
Thus, a chain of RNA contains a long sequence of molecular
monomers chosen from among the four nucleic acid bases A, U,
G, C. This chain of monomers can be “read” as a sequence of
three-letter “words” constructed from a four-letter “alphabet.”
Each three-letter word is called a codon. Some examples of
words are GUA, AAG, UGA. The number of possible words is
4 × 4 × 4 = 64.
Each codon codes for a specific amino acid; thus, the sequence
of codons in an RNA molecule (which, remember, is ultimately
derived from the sequence in the original DNA) specifies a
sequence of amino acids. This amino acid sequence constitutes the synthesized protein. A particular amino acid generally
is coded for by more than one codon, because 64 codons are
available for the 20 amino acids commonly used in terrestrial
biology.
The actual protein synthesis is a bit more complicated, with
messenger RNA carrying the protein-structure information from
the DNA, transfer RNA attaching to specific amino acids and
aligning them based on the messenger RNA sequence, and
ribosomal RNA (located in a cellular structure called the ribosome) receiving the ordered amino acid sequence (ferried by
the transfer RNA) and acting as a catalyst for final assembly
of the amino acid chains. Other RNA molecules assist in DNA
replication and in the construction of the messenger RNA. This
diverse range of roles for a single kind of molecule makes tempting the proposal that, at some time in the distant past, RNA was
central to the genesis of life as we know it. By contrast, DNA,
which is not terribly dissimilar to RNA, has a very specialized
function as a record of the genetic information of the individual
organism and (in separate DNA strands) of certain structures in
the cell. This essential but much more limited role compared
to that of RNA suggests that DNA is a subsequent, derived
molecule.
A length of DNA that carries the genetic information that
is ultimately expressed as a single protein is called a gene.
The genetic code is the complete sequence of nucleotides in
DNA, which determines the form and function of an organism’s
proteins. All living organisms on Earth that have been examined
use DNA and RNA to record and express the proteins of which
they are made.
12.1.5 Mutation and genetic variation
The replication process sketched above operates with high
fidelity. Errors are rare but occur. These errors are called mutations. Such errors, changes in the structure of the DNA, may
have a variety of causes such as chemical impurities in the environment or radiation (ultraviolet photons or particle radiation).
Other errors or changes may be a result of accidental mixing or
crossover of DNA chains in normal cells. Mutations give rise to
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ARCHEAN EON: PROPERTIES OF AND SITES FOR LIFE
(a)
Eukaryotic cell
135
microtubules
lysosome
peroxisome
Golgi apparatus
mitochondria
DNA
endoplasmic reticulum
nuclear envelope
10
–3
0m
icr
on
s
chloroplast
cell membrane
ribosome
cytoplasm
cell wall
DNA
1 micron
(b)
Prokaryotic cell
flagella
Figure 12.4 (a) Generalized eukaryotic cell, with structures and organelles shown. (b) Prokaryotic cell (a bacterium).
changes in organisms. This genetic variation is usually harmful
but sometimes not.
Such variation forms the biochemical basis for the evolution of one species from another, via natural selection within
a given environment or through environmental changes in
the ecosystem itself. The large-scale pressures for the evolution of species are discussed in Chapter 18, but, without the
imperfection and vulnerability in the genetic code that allows
changes (both good and bad), such evolution would not be
possible, or too slow to be relevant to the history of life on
Earth.
Since it is now possible to analyze the genome of an organism
and determine the sequence of base pairs, the concept of a molecular clock based on the mutation rate has assumed great importance in estimating when different organisms diverged from one
another. The rate of mutation varies from species to species,
and even between different components of DNA within a given
species – for example the mutation rate of DNA contained in the
mitochondria of eukaryotes (see next section) is generally higher
than that of the DNA in the nucleus. This molecular clock may
have errors of factors of ten or more. In some cases, the mutation rate can be cross-checked with other evidence. For example,
the differences in DNA among different peoples can be crosschecked with the migration patterns established by archeology
to determine a mutation rate. And in closely related species, such
as humans and chimpanzees, it is reasonable to assume mutation
rates that are similar, allowing a molecular determination of how
long ago the two lineages diverged from a common lineage; to
some extent this can be cross-checked by dating fossil remains
(Chapter 20).
12.2 The basic unit of living organisms:
the cell
With the exception of viruses and virons, which are essentially
strands of DNA or RNA sheathed in proteins and which cannot
survive independently of other organisms, all Earth life is organized into cells. These structures provide a boundary or membrane for separating the outside environment from the internal
one where biochemical reactions occur, and house the DNA and
RNA genetic machinery for replicating the particular organism.
Two basic types of cells exist today on Earth (Figure 12.4).
Prokaryotic (from the Greek “pro” for before and “karyon”
for nut, hence seed or nucleus) cells include the common bacterium. The interiors of the prokaryotic cells are dominated by
cytoplasm (a salt-water medium containing proteins) in which
are contained a loop of DNA and ribosomes – structures hosting
the RNA for protein production. The cell walls are composed of
sugars and peptides, chains of amino acids that are shorter than
the full-fledged proteins. These simple cells are as small as 10−6
meters, are able to store energy by either aerobic or anaerobic
processes, and divide by a simple splitting process. Most can
move by means of attached protein strands called flagellum.
Eukaryotes (from the Greek “eu” for good, hence true, and
“karyon” for nucleus) are much bigger, more complex cells.
The DNA is housed in a nucleus, and other structures called
organelles also occupy the cytoplasmic space. These include
plastids (the commonly known green ones being chloroplasts)
in plants, which are the sites of photosynthesis (see section
12.4), and mitochondria, within which respiratory processes
take place. Most eukaryotes are obliged to utilize oxygen in
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THE HISTORICAL PLANET
their sustaining processes; there are a lesser number of anaerobic
eukaryotes. Furthermore, the cells are 10 to 100 times larger in
diameter than prokaryotic cells, and reproduce by somewhat
more complex processes, which ensure the presence of nucleus
and organelles in each new cell.
Clues to the origin of eukaryotic cells lie in the ability of most
to take advantage of oxygen and the resemblance of organelles
in size and structure to bacteria. They seem to be later arrivals in
the history of life, though how late is controversial, with some
well preserved organic molecules typical of photosynthesizing
eukaryotes dating back to 2.7 billion years.
12.3 Energetic processes that sustain life
Chapter 13 considers life as a phenomenon of nonequilibrium
thermodynamics, driven and sustained by substantial flows of
energy. Life on Earth primarily utilizes the Sun for energy,
with heat from Earth’s interior as a secondary source. To
appreciate the coupling of life to such energy sources, we
must understand how they are utilized by living organisms on
Earth.
12.3.1 Common metabolic mechanisms
Energy for living processes requires a usable raw material and
suitable chemical reactions to store energy in chemical bonds,
which then can be utilized by the organism. Fermentation and
respiration are the most common metabolic processes used by
organisms today (Figure 12.5). In each case, energy is stored
by the organism in bonds involving the element phosphorus.
Molecules such as adenosine triphosphate serve as the storage
medium through their phosphate bonds; a single phosphate bond
stores 7.3 kilocalories of energy, a large amount. (Biochemists
use the unit calorie, but so do nutritional scientists: confusingly,
the nutritional “calorie” listed on a cereal box is 1,000 times that
of the physicists’ calorie, or 1 kilocalorie. Only the physicists’
calorie is used in this book.)
In fermentation, which is practiced by bacteria, the sugar, glucose, is split into two molecules of pyruvate. Two phosphatebonds worth of energy are used to break the bond, but the resulting reaction produces a total of four phosphate-bonds worth of
energy. The pyruvate then is converted into ethanol and carbon
dioxide, or into lactic acid (depending on the type of bacteria)
as waste products. Net energy gain is two phosphate-bonds or
14.6 kilocalories of energy per glucose molecule.
Respiration takes advantage of the presence of free oxygen
(O2 ) in Earth’s atmosphere to extract much more energy from the
glucose molecule than fermentation can. Pyruvate again is produced as in fermentation, but instead of immediate conversion
of pyruvate into waste products, a complex series of chemical
reactions with six oxygen molecules leads to the production
of carbon dioxide, water, and 34 additional phosphate-bonds
worth of energy. The net result is 36 phosphate-bonds, or 263
kilocalories, worth of energy. A number of biological catalysts,
that is, enzymes, are required to mediate and control the citric acid cycle that produces the additional 32 phosphate bonds.
Although some bacteria do undertake respiration, eukaryotes
take the greatest advantage of this process. As we discuss in
Chapter 18, the onset of oxygen in Earth’s atmosphere was
likely the enabling factor for the dominance of multicellular
eukaryotic life, with its specialization of cells and high degree of
mobility. Confined to only one-eighteenth the amount of energy
per glucose molecule, as is the case in fermentation, living
processes would be much too sluggish to sustain macroscopic
animals.
12.3.2 Photosynthesis
The source of glucose and other sugars used in metabolic processes must lie in an energy-collecting process. Without some
means to create such sugar, limitations of food supply for
metabolic processes would be far more severe than they actually
are. Photosynthesis is the production of sugars from water and
carbon dioxide, using sunlight as the energy source. Chemically
the reaction (in plants) is 6 CO2 + 6 H2 O → C6 H12 O6 + 6 O2 ,
where the sugar (glucose) appears as the first compound on the
right side of the equation. Energetically, sunlight charges a natural battery in the plant: a molecule called chlorophyll is able to
donate an electron upon absorption of photons. The source of
the electron in plants and most photosynthesizing bacteria is a
water molecule. The electrons so liberated then are used to drive
the formation of high-energy phosphate bonds, which, in turn,
the plant uses to produce sugars.
There are several varieties of chlorophyll and chlorophylltype molecules utilized by different photosynthesizing organisms. Modern plants employ water as the electron source, and
produce molecular oxygen as a waste product. Some bacteria
use a less efficient cycle in which the chlorophyll-type molecule
is the electron source itself, and the electron then is returned to
the donor molecule. This more primitive cyclic photosynthesis
does not produce molecular oxygen, and captures less energy
from a given amount of sunlight than does plant photosynthesis. One type of cyclic photosynthesis, as an example, begins
with hydrogen sulfide and ends with sulfur: 2 H2 S + CO2 →
CH2 O + H2 O + 2 S.
Some bacteria that conduct cyclic photosynthesis are in fact
intolerant of oxygen. Others switch between oxygen-free photosynthesis and respiration. As discussed in Chapter 19, the rather
late occurrence of large amounts of molecular oxygen in Earth’s
atmosphere suggests that the less efficient cyclic photosynthesis dominated early on, and that the oxygen-producing form of
photosynthesis was a later innovation.
12.4 Other means of utilizing energy
Respiration and photosynthesis are currently the predominant
means of producing storable energy from sunlight and then
utilizing that energy for biological processes. However, other
mechanisms are employed by organisms that are not in environments where they can photosynthesize or gain access to photosynthesized sugars. Chemisynthesis is employed by organisms
that live in the environment around deep-sea volcanic vents,
where hot, hydrogen sulfide-rich waters pour out of newly
formed ocean crust (Figure 12.6). Such waters, compared to
the colder, sulfide-poor adjacent regions, have an abundant supply of free energy. This term refers to a source of energy that
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ARCHEAN EON: PROPERTIES OF AND SITES FOR LIFE
Anaerobic
fermentation
(a)
glucose
O
H HO H
H
OH C
C
C
H
H
OH H
P
C C
Bacterial
fermentation
(b)
H
C OH
OH H
OH C
C
C
H
H
OH H
P
P
C C
Respiration
(c)
glucose
O
H HO H
glucose
O
H HO H
H
C OH
OH C
C
C
H
H
OH H
OH H
137
P
P
C C
C OH
OH H
gluconeogenesis
P
pyruvate
glycolysis
glycolysis
glycolysis
pyruvate
P
P
P
P P
P
P P
P P
P
P
pyruvate
pyruvate
pyruvate
pyruvate
lactic
acid
pyruvate
pyruvate
lactic
acid
P
P P
P PP
ethanol
+
ethanol
P
CO2
CO2
P
2 phosphate bonds
(molecules of ATP)
lactic
acid
citric
acid cycle
PP
P
PP
P
P
PP
P
P
P
P P P P P
P P
P P
P
P P PP P
P
P P
P
P P
P
lactic
acid
P
P
2 phosphate bonds
(molecules of ATP)
CO2
CO2
CO2 CO2
CO2 CO2
+
H2 O
H2O
H2O H2O
H2O H2O
P P P P P P
P P P P P P
P P P P P P
P P P P P P
P P P P P P
P P P P P P
36 phosphate bonds
(molecules of ATP)
Figure 12.5 Comparison of the common metabolic processes of fermentation and respiration. Various molecules involved in the process are
indicated by circular boxes, but only glucose’s structure is shown. Square boxes refer to processes; for example gluconeogenesis is the production
of glucose. Phosphate bonds are symbolized by a P. Note that fermentation sequesters for the organism, in the end, two phosphate-bonds worth of
energy; respiration sequesters 36 such bonds. Modified from Gould and Gould (1989).
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THE HISTORICAL PLANET
(a) Photosynthesis
energized
electron
e
charged
membrane
enzyme
enzyme
ATP
ADP
P
ADP
P
photon
e
unenergized
electron in
chlorophyll
(b) Chemisynthesis
charged
membrane
energized
electron
e
H2S
enzyme
enzyme
ATP
e
free
chemical
energy
Figure 12.6 Comparison of photosynthesis and chemisynthesis: both allow organisms to sequester useful energy for cellular functions in the
form of the phosphate bonds of the molecule adenosine triphosphate (ATP). However, photosynthesis derives energy from sunlight whereas
chemisynthesis garners energy from reduced molecules (such as H2 S) not in chemical equilibrium with their surroundings. ATP is symbolized as
the energized weightlifter; the preceding molecular form that does not have the energetic phosphate bond is adenosine diphosphate (ADP).
Redrawn and modified from Gould and Gould (1989).
can be utilized readily to do some form of work, such as sustain
biological processes, or can be stored in high-energy phosphate
bonds.
One readily available means to extract energy from the vents is
to combine hydrogen sulfide with oxygen to form sulfur dioxide
with production of energy. Such a process is possible in an
ocean that has free oxygen available, but would not work on the
primitive, pre-oxygen-rich Earth. Other biochemical cycles that
use sulfur but not oxygen are conducted by some prokaryotic
organisms, but these capture much less energy than the oxygendriven cycles. As with fermentation, chemisynthesis without
free oxygen was the hallmark of a rather sluggish primitive
biota.
12.5 Elemental necessities of life: a brief
examination
12.5.1 Why carbon?
Why is the element carbon the basis for biochemistry? Of all
elements, carbon possesses the greatest tendency to form covalent bonds and, in particular, has a remarkable tendency to bond
with itself. These characteristics reside to some extent with all
elements near the center of the periodic table (Figure 2.6), for
which there is not a strong tendency to favor donation over
acquistion of electrons. However, carbon is most distinguished
in this regard as a small element (few electron shells) and being
positioned in the central column IVA of the table. It readily
forms a variety of long-chain, sheet, and ring structures, many
of which play important roles in the basic biological molecules,
as seen in Figures 12.2 and 12.3. In addition, carbon is the fourth
most abundant element in the cosmos (after hydrogen, helium,
and oxygen), being made readily from helium fusion in stars.
The element silicon has chemical-bonding properties very
similar to those of carbon, being one row below the latter in
the periodic table. Silicon also forms chain, sheet, and ring
structures with nearly (but not quite) the same ease and variety as does carbon. It is not nearly as abundant as carbon in
the cosmos because it is the product of a later stage of fusion
reactions achieved only in massive stars, but, after oxygen, it is
the primary constituent of the crust of Earth. The similarities in
silicon’s properties to those of carbon and its high abundance in
geologic materials are responsible for the lithification of biological remains in the form of fossils, as discussed in Chapter 8. It
is natural to ask whether silicon might be the elemental basis for
biology on another planet in another planetary system, perhaps
one on which conditions are not quite suitable for carbon-based
life because of higher temperatures, or where carbon-bearing
molecules were not supplied to the planet’s surface, for whatever reason.
The biologist A. Cairns-Smith has proposed that, on the early
Earth, layers of crystalline silicates might have served as the
basis for a very primitive kind of life, which served in turn as
a sort of template for, and gradually evolved into, carbon-based
life. Certainly, some clay minerals have a surface upon which
organic molecules can adhere, in favorable positions, which
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