Bạn đang xem bản rút gọn của tài liệu. Xem và tải ngay bản đầy đủ của tài liệu tại đây (24.68 MB, 344 trang )
CUUK2170/Lunine
Gutter: 21.089mm
October 5, 2012
THE HISTORICAL PLANET
Neanderthal
burial sites
en
e
ee
li
i tt
m ssoo
ax cce
e
im nne
e
um
250
Top: 10.017mm
978 0 521 85001 8
c m
sto mu
Feldhofer cave
Cave
m
Middle
glacial Plei
ma
xi
l
P
tP
ee l
lat
La lacia
g
Spy
Spy
ALPS
ALPS
Krapina
Kiik-Koba
Teshik T
T
eshik Tash
ash
La Micoque
nd
a
lB
bo
u
La Chapelleaux-Saints
Pech-de-l’Aze
an
dert
ha
La Quina
Regourdou
Amud & Zuttiyeh
Tabun
Skhul & T
abun
La Borde
Kebara
Ne
St
St. Cesaire
ry
FRANCE
Figure 20.4 General geographic areas occupied by Neanderthals. Dashed lines indicate the extent of the glaciers during the middle and late
Pleistocene. Modified from original figure by Annick Peterson from Stringer and Gamble (1993) by permission of Thames and Hudson.
18O
9
8
7
6
e
d
5
c
4
b
3
13,000
24,000
59,000
71,000
128,000
186,000
Years before present
245,000
CUUK2170-20
Trim: 276mm × 219mm
P2: SFK
303,000
P1: SFK/UKS
2
1
a
high
sea
level
low
Figure 20.5 Sea level, and hence temperature, over the past 300,000 years from oxygen-18 data in seafloor sediments (see Chapter 6 for
discussion of technique). Times of high sea level, hence less ice, are warm; low sea level indicates colder, glacial epochs. The numbers from 1 to 9
are standard labels for glacial and interglacial episodes. From Stringer and Gamble (1993) by permission of Thames and Hudson.
episode before the peak of the last glaciation occurred 40,000
years ago. The climactic freeze was reached about 19,000 years
ago, after the extinction of the Neanderthals.
Early Neanderthals, with somewhat different features than
their “late” Neanderthal descendants, existed from perhaps
300,000 to 130,000 years ago. The time after that, up to perhaps
40,000 years ago, was really the heyday of the Neanderthals,
with characteristic stone cultures and stable physical features.
During this time, Neanderthals made incursions into the Middle
East, interleaving with peoples of more modern appearance and
stone cultures. From 40,000 years to their extinction, the Neanderthal populations declined in geographic distribution, while
innovating through imitation of stone tool types brought by the
modern peoples emigrating to Europe.
20.7.2 Physical features of Neanderthals
Neanderthals were not the stooped over, ape-like, brutish cousins
of the depictions of the popular literature. They were short but
very robust people, with broader and deeper muscle attachments
in their bones, and hence more massive musculature, than the
average for any modern populations. Although their hip attachments differ from ours in encouraging more stress on the sides
of their thighs than on the front and back (making easier the
squatting and sideways movements typical of foraging activity),
the fossil remains of their skeletons are consistent with fully
upright postures.
It is the head of Neanderthal people that most dramatically
outlines the difference from all modern humans (Figure 20.6).
12:33
P1: SFK/UKS
CUUK2170-20
P2: SFK
Trim: 276mm × 219mm
CUUK2170/Lunine
Top: 10.017mm
Gutter: 21.089mm
978 0 521 85001 8
October 5, 2012
TOWARD THE AGE OF HUMANKIND
Figure 20.6 The author as (left) Homo neanderthalensis; (right)
Homo sapiens.
The Neanderthal skull has very heavily enlarged brow ridges; a
cranial vault that is low and somewhat flattened relative to that
of modern humans; more massive jaws and teeth relative to the
rest of the skull than in modern humans; a huge, broad nose, and
virtually no chin. However, the cranial capacity of Neanderthals
equaled or exceeded that of modern humans. To accommodate
the brain in the more flattened skull, Neanderthal heads had a
more prominent rear “bun,” than do modern humans. Human
skulls are constructed such that they grow outward as the brain
grows during infancy and childhood. Presumably Neanderthal’s
did the same, hence the shape of the skull, which would strike
any human being today as being very odd, reflected a differently
shaped (and presumably differently functioning) brain, but one
on average somewhat larger than ours.
Many of the features of human and Neanderthal heads likely
related to the need to support chewing and grinding forces.
Our skulls have high front domes, providing adequate support
against muscular forces; Neanderthal brow ridges did the same
in the absence of the high forehead. Our chins likewise provide
structural support during chewing, and are a somewhat unusual
innovation in the hominid line; Neanderthal jaw stresses were
supported by more traditional heavy bones.
The striking stockiness of Neanderthal bodies (both male and
female) and evidence for large muscles could readily be argued
as a result of a more strenuous physical lifestyle. However,
such features are present in preadolescent Neanderthal children,
whose ages at death are easily dated from the state of their dentition. The stocky build surely enabled a physically demanding
lifestyle, but may have had its origin in adaptation to the very
cold climate that characterized Europe during much of the Neanderthal heyday. This is the case among modern people who live
in very cold climates – but not nearly as extreme as that of the
Neanderthals.
A further clue to this adaptation lay in the heroically sized
nose. Anthropologists have argued that it could serve two possible (and likely simultaneous) functions: warm the frigidly glacial
air as it is inhaled, and allow for a greater volume of inhalation with a consequently higher tolerance for physical exertion.
Enthusiasts for backcountry winter sports know the hazards of
overexertion and consequent sweating: hypothermia (a loss of
body temperature control) and death can result. A bigger nose
is an adaptation allowing a high-exertion lifestyle in the cold.
251
Having emphasized the differences from modern humans, it
is now necessary to remark upon how close the Neanderthals
are to us in their appearance. Meet one in modern dress in
an office and you would do a double-take: this seems to be
a human being, but what a strange head and face! More different than any of the remarkable variety we share as modern humans, one of the great enigmas of the Neanderthals is
the juxtaposition of the oddness with the closeness to modern
humans. Most anthropologists today hold the view that Neanderthals are Homo neanderthalensis, a different species sharing
the same genus as modern humans. The physiological differences between Neanderthals and modern humans are larger than
between other primates that are, without controversy, classified
as different species.
The origin of Neanderthals seems to lie in pre-existing populations of Homo erectus or a successor species Homo heidelbergensis, resident in Europe as well as western Asia for many hundreds of thousands of years. Many of the traits of Neanderthal
features can be seen in fossils from prior to 300,000 years ago
in England, Germany, Greece, and France – remains that seem
transitional between erectus/heidelbergensis and Neanderthal.
Far removed from the changes occurring in Africa that led to
modern Homo sapiens, the Neanderthals were an evolutionary event in and of themselves – a distinct population of Homo
evolved from ancestors who migrated out of Africa or Asia long
before the speciation event that produced modern Homo sapiens.
Neanderthal fossil remains show differences from individual
to individual. However, these differences are smaller than are
the differences between individual members of today’s modern
humans. Our species has spanned the globe, adapting to a range
of climates far greater than those the Neanderthals contended
with. It is not surprising, then, that we should be a more varied
species than Neanderthal. Equally important is the lack of transitions between Neanderthals and modern humans. With only
a few controversial exceptions from the Middle East, the fossil
record seems to be telling us that there is no transitional form,
no people that reflect a strong heritage of interbreeding between
coexisting Neanderthals and modern (or near-modern) humans
who lived at the same time.
Beginning in 1997, extraction and analysis of DNA samples
from Neanderthal bones has been possible. In 2010, scientists
announced that the Neanderthal genome had been sequenced.
The Neanderthal genome is about the same size as the human
genome, and is identical to ours to a level of 99.7% (this is
comparing the ordering of the lettering in the nucleotide bases).
Using an average rate of mutations, Neanderthal and human
lineages diverged between 270,000 and 440,000 years ago –
well before modern humans arose. This is consistent with the
indications from the fossil record of the break being at least
300,000 years ago, since older Neanderthal-like fossils may still
lie undiscovered, and the mitochondrial mutation rate, or “clock”
is likely uncertain by a factor of at least two. Indications that
the modern individuals of European and Asian stock share more
of the Neanderthal genome than do modern Africans indicates
that some amount of interbreeding occurred between modern
humans and Neanderthal after modern humans had migrated
out of Africa. However, analysis of these genes suggest the
interbreeding occurred before modern humans entered Europe
and the more distant parts of Asia. Once moderns had found
12:33
P1: SFK/UKS
CUUK2170-20
P2: SFK
Trim: 276mm × 219mm
CUUK2170/Lunine
252
Top: 10.017mm
Gutter: 21.089mm
978 0 521 85001 8
October 5, 2012
THE HISTORICAL PLANET
their way well into Asia and Europe, the story of Homo neanderthalensis remains a largely separate one from our species,
played out on the same stage at the same time.
20.7.3 Neanderthal lifestyle
Neanderthal cultures have been exaggerated in the popular literature in both directions – emphasizing the primitive and exaggerating their abilities. Neanderthals buried their dead, but the
extent to which the burials were ceremonial remains in dispute.
(The arrangement of artifacts and animal bones is not much
removed from accidental, in most cases.) They left no cave
paintings, unlike the prolific European artists, Cro-Magnons,
who replaced them, but the Neanderthals did leave evidence that
they used pigments for some purposes. They had distinctive tool
styles, yet variety and innovation are extremely limited: Neanderthal tool types remain similar for blindingly long expanses
of time (tens of thousands of years). The sophistication of the
tools, compared to those of Cro-Magnon, is low and would have
provided relatively limited assistance in a physically demanding
environment.
In some cases, a handful of different tool styles will be seen in
a limited area (about 100 km in extent) for thousands of years.
This, combined with other evidence that Neanderthal population
densities were always very low compared with that of modern
humans, suggests that Neanderthal populations didn’t interact
with each other. Groups would come and go across a landscape,
rarely or never encountering each other. This is very different
from all modern human cultures; modern humans are a traveling
species characterized by the continual interaction of different
tribes, cultures, and nations.
Part of the reason for such noninteraction may be that Neanderthal groups ranged over very limited areas. Analysis of tools
and animal remains suggests that hunting occurred, but not with
the reliance on sophisticated tools constructed by even early
tribes of modern humans. The extent of skeletal injuries among
Neanderthal finds suggest that hunting may have been a very
physical and brutal affair: cooperative certainly, but low tech.
Foods gathered and scavenged were likely important components of their diet as well.
Details of Neanderthal social life are at best sketchy; at worst,
fictional. The anatomy of the skull and neck area suggest that
Neanderthals could not be as articulate as modern humans;
whether that meant that speech was not heavily employed is
unclear. The arrangement of family groups is also speculative.
Some anthropologists argue that the characteristics of Neanderthal hearths and other structures in caves imply a very different arrangement from most or all modern humans; in particular,
one in which males lived separately from females in day-today existence. Other anthropologists argue that such inferences
constitute overinterpretation.
At the heart of such musings lies the question of the Neanderthal mind. Given that we do not understand well the nature
of our own brain, speculations based on skull size and shape
are dangerous ones. Undoubtedly there were differences in the
behavior, capabilities, and skills of Neanderthals relative to moderns; unfortunately, the nature of those differences is so faintly
hinted at by the physical evidence that they remain wholly
mysterious.
20.7.4 Interaction of Neanderthals with moderns
Neanderthals and moderns overlapped in geographic range for
almost a third the duration of Neanderthal’s existence. Modern
forms of Homo sapiens moved into the Middle East from Africa
by about 90,000 years ago. Neanderthal, under pressure during especially cold periods to move south, is found as early as
120,000 years ago and as recently as about 50,000 years ago in
the Middle East.
As modern humans pushed outward from Africa, they began
to appear in Europe by about 45,000 years ago, spurred on
perhaps by episodes of unusual warmth around that time.
Unlike the Middle East, a geographic crossroads from which
both species came and went, Europe is a continental cul-desac. As moderns spread across Europe, bringing sophisticated
tools and weaponry, efficient hunting techniques, and a lifestyle
that included much contact and interchange between tribes, the
Neanderthals began to be pressured. It would take almost 20
millennia for the Neanderthals to succumb; at any given time
it might well have looked like the two species were coexisting
peacefully.
A sign of the pressure on Neanderthals is a change in their
monotonous stone tool culture. Later tool sets associated with
Neanderthals show much more variety than do their earlier classic tool types, and a resemblance to the kind of tool kits the
moderns were using. Whether Neanderthal tried to imitate the
moderns to gain the latter’s hunting advantage, or for other reasons, the change in tool types occurs only after modern-type
humans arrived in Europe.
From 40,000 to 27,000 years ago, the geographic range of
Neanderthals shrinks progressively, ending in southern Spain.
This area is geographically distant from natural migration routes,
and represents a logical “last refuge” for a people who are succumbing to whatever pressures the moderns were bringing to
bear. Extinction need not have been caused by war or other
direct suppression. Only a very small reduction in breeding success is required to eventually drive a species to extinction. For
a typical human generational interval (20–30 years), a roughly
2% difference in successful child-rearing between Neanderthals
and moderns could have led to Neanderthal extinction in a millennium.
The moderns who first migrated to Europe and, by their
advanced hunting techniques and gregarious lifestyles, drove
Neanderthal to extinction, were not the Europeans of today.
They were Cro-Magnon, a tall and slender race that does not
resemble any of the modern peoples of Europe. They were,
however, anatomically modern in essentially all respects, and
the differences in features from today’s Europeans is racial
in nature. Successive migrations to Europe over the millennia brought other peoples to Europe; it is possible to trace
many such waves just as one can for other parts of the world.
The most ancient Europeans living today are thought to be the
Basque people, both on linguistic grounds and through analysis
of mitochondrial DNA. Well before them, however, came CroMagnon and others who have left their legacy in cave paintings, animal sculptures, musical instruments, elaborate burials, advanced tool kits, evidence of highly organized settlements, and perhaps a genetic contribution to later peoples of
Europe.
12:33
P1: SFK/UKS
CUUK2170-20
P2: SFK
Trim: 276mm × 219mm
CUUK2170/Lunine
Top: 10.017mm
Gutter: 21.089mm
978 0 521 85001 8
October 5, 2012
TOWARD THE AGE OF HUMANKIND
20.7.5 Who were the Neanderthals?
The bulk of the anthropological evidence indicates that Neanderthals were a separate species of humans that evolved more
or less in place from earlier erectus, or closely related, species.
This evolution occurred during a time when various other archaic
populations, less well understood from the fossil record, arose
from erectus-type populations in Africa, Asia, and possibly Australia. The Neanderthal speciation resulted in a people who had
a cranial capacity similar to or larger than modern humans,
but with significantly different physical and cultural attributes,
reflecting perhaps substantial behavioral and intellectual differences as well. Displaced by modern humans who originated
much later than they did, the Neanderthals are considered to
be a separate and older natural experiment in the speciation of
human beings, one that lived a long time and nearly made it to
the present day.
The focus here on the Neanderthal story is not meant to imply
that it is the most important episode in human evolution. It is,
instead, the best documented of the interactions between archaic
human populations – those derived from the ancient Homo erectus migrations out of Africa – and moderns, those peoples resulting from the much later speciation event in Africa that produced
modern Homo sapiens. The replacement of archaics by moderns
occurred elsewhere around the world (excepting the Americas
and Antarctica, where archaics were absent), but nowhere else
is the physical evidence so extensive and clear.
We yearn to meet ancestors who will tell us where we came
from and why – we people our myths with giants and elves,
ogres and trolls, beings who are not quite human, and whose
imagined existence allows us to hold a mirror up to ourselves,
to evaluate what it truly means to be human. The occasional
encounter of modern humans with Neanderthals between 45,000
and 27,000 years ago might have carried with it some of that
mythic quality, a reckoning with another intelligent species
whose common origin in the distant past could have been intuited by both species but not understood. Those of us alive today
missed the chance for such an encounter by no more than a
quarter of the span of time of modern humans, and less than 2%
of the Pleistocene epoch.
20.8 This modern world
With the demise of the last archaics – the Neanderthals –
modern humans became the singular branch of the hominid
family to inherit Earth. Once begun some 100,000 years ago,
migrations did not stop, and never have; over and over again from
one continent to another waves of human migrants have traveled
and made new homes (Figure 20.7). Southeast Asia was reached
perhaps 65,000 years ago, from which the first modern humans
touched Australian soil 6,000 years before present. Northern
Asia did not see modern humans until 25,000 years ago, and
the Americas were entered from there no later than 15,000 years
before present. The mid-Pacific islands were reached by humans
253
HanFrench
Chinese PNG
Yoruba San
2
3
Neandertals
1
4
Homo erectus
Figure 20.7 Four possible scenarios of genetic mixture involving
Neandertals. Scenario 1 represents gene flow into Neandertal from
other archaic hominins, here collectively referred to as Homo erectus.
This would manifest itself as segments of the Neandertal genome with
unexpectedly high divergence from present-day humans. Scenario 2
represents gene flow between late Neandertals and early modern
humans in Europe and/or western Asia. We see no evidence of this
because Neandertals are equally distantly related to all non-Africans.
However, such gene flow may have taken place without leaving traces
in the present-day gene pool. Scenario 3 represents gene flow between
Neandertals and the ancestors of all non-Africans. This is the most
parsimonious explanation of our observation. Although we detect gene
flow only from Neandertals into modern humans, gene flow in the
reverse direction may also have occurred. Scenario 4 represents old
substructure in Africa that persisted from the origin of Neandertals
until the ancestors of non-Africans left Africa. This scenario is also
compatible with the current data.
only a few thousand years ago; Antarctica a century ago. The
most recent human landfall on a hitherto untouched place was
on the Moon in 1969, and we continue to explore new realms of
the ocean floor.
The story of Earth takes a new turn with the spread of modern
Homo sapiens, one in which the progressive growth of agricultural and industrial societies creates novel impacts on land,
oceans, and atmosphere. To understand this present time, we
must begin in the last glacial episode, with the details of the climate and vegetation record that provide the baseline from which
anthropogenic influences can be evaluated.
12:33
P1: SFK/UKS
CUUK2170-20
P2: SFK
Trim: 276mm × 219mm
CUUK2170/Lunine
254
Top: 10.017mm
Gutter: 21.089mm
978 0 521 85001 8
October 5, 2012
THE HISTORICAL PLANET
Summary
Human origins lay in Africa when shifts in climate caused dramatic and repeated changes in landscape types and forest
cover. The fossil record shows ape-like animals arising between
5 and 2 million years ago, progressively moving from species
not much different from the apes of today to creatures very different from them and yet not human. About two million years
ago – as the glacial–interglacial oscillations firmly took hold, the
first tool-using members of the genus Homo arose in Africa.
The most successful and long lived of these, Homo erectus,
existed for over 1.5 million years and spread beyond the African
continent. Based on analysis of the human genome, modern
humans arose in Africa between 100,000 and 200,000 years
ago, and began their own migration into the Middle East, then
Europe and Asia. There they encountered species evolved from
more archaic members of the genus Homo, including in Homo
neanderthalensis in the Middle East and Europe, with whom
humans would coexist for tens of thousands of years. Neanderthals, despite contributing some genes to modern humans,
were a separate species with specialized physiologies for cold
weather and with distinct behaviors in terms of hunting and
toolmaking. Intelligent but not flexible in their tool kits and
culture, their long reign of over 200,000 years across Europe
and Western Asia ended less than 30,000 years ago. They
were extinguished not by war with moderns but by changes in
climate and the effects of competition for resources with the
more adaptable moderns. Today, only one subspecies of this
long parade of members of the genus Homo exists: Homo sapiens sapiens – a migratory creature with the intellect and drive
to span the globe, and reach into the depths of the oceans and
outward to our cosmic neighborhood.
Questions
1. If climate instability stimulated the development of humans,
3. Although it is almost impossible to isolate humans today
why were not similarly sophisticated creatures the product
of earlier epochs of climate instability?
2. Given the fate of the Neanderthals at the hands of humans,
what might be humanity’s fate should we ever encounter
a similar, but technologically more advanced, intelligent
species beyond Earth?
for any lengthy period of time, can you imagine a genetic
change – even one with social or behavioral consequences –
that could procreatively isolate a population of people from
the rest of humanity and thus effectively generate a new
species?
General reading
Finlayson, C. 2010. The Humans who went Extinct: Why Neanderthals Died Out and We Survived. Oxford University Press,
New York.
Stringer, C. and Andrews, P. 2012. The Complete World of Human
Evolution, 2nd edn. Thames and Hudson, London.
References
Can, R. l., Stoneking, M., and Wilson, A. C. 1987. Mitochondrial
DNA and human evolution. Nature 325, 31–6.
Kimball, W. H., Johanson, D. C., and Rak, Y. 1994. The first skull
and other new discoveries of Australopithecus afarensis at
Hadar, Ethiopia. Nature 368, 449–51.
Green, R. E., Reich, D., Paabo, S. et al. 2010. A draft sequence of
the Neandertal genome. Science 328, 710–22.
Larrick, R. and Ciochon, R. L. 1996. The African emergence and
early Asian dispersals of the genus Homo. American Scientist
84, 538–51.
12:33
P1: SFK/UKS
CUUK2170-20
P2: SFK
Trim: 276mm × 219mm
CUUK2170/Lunine
Top: 10.017mm
Gutter: 21.089mm
978 0 521 85001 8
October 5, 2012
TOWARD THE AGE OF HUMANKIND
Macaulay, V., Hill, C., Achilli, A. et al. 2005. Single,
rapid coastal settlement of Asia revealed by analysis of complete mitochondrial genomes. Science 308,
1034–6.
Mellars, P. 1996. The Neanderthal Legacy. Princeton University
Press, Princeton, NJ.
Stringer, C. and Gamble, C. 1993. In Search of the Neanderthals:
Solving the Puzzle of Human Origins. Thames and Hudson,
London.
Tattersall, I. 1995. The Last Neanderthal: The Rise, Success,
and Mysterious Extinction of Our Closest Human Relatives.
Macmillan, New York.
255
Tattersall, I., Delson, E., and Van Couvering, J. 1988. Encyclopedia
of Human Evolution and Prehistory. Garland Publishing, New
York.
Thorne, A. G. and Wolpoff, M. H. 1992. The multiregional
evolution of humans. Scientific American 266(4), 76–83.
Waddle, D. M. 1994. Matrix correlation tests support a single origin
for modern humans. Nature 368, 452–4.
White, T. D., Suwa, G., and Asfaw, B. 1994. Australopithecus ramidus, a new species of early hominid from Aramis,
Ethiopia. Nature 371, 306–12.
Wilson, A. C. and Cann, R. L. 1992. The recent African genesis of
humans. Scientific American 266(4), 68–73.
12:33
P1: SFK/UKS
CUUK2170-20
P2: SFK
Trim: 276mm × 219mm
CUUK2170/Lunine
Top: 10.017mm
978 0 521 85001 8
Gutter: 21.089mm
October 5, 2012
12:33
P1: SFK/UKS
CUUK2170-21
P2: SFK
Trim: 276mm × 219mm
CUUK2170/Lunine
Top: 10.017mm
Gutter: 21.089mm
978 0 521 85001 8
October 5, 2012
PART IV
The once and future planet
257
12:41
P1: SFK/UKS
CUUK2170-21
P2: SFK
Trim: 276mm × 219mm
CUUK2170/Lunine
Top: 10.017mm
978 0 521 85001 8
Gutter: 21.089mm
October 5, 2012
12:41
P1: SFK/UKS
CUUK2170-21
P2: SFK
Trim: 276mm × 219mm
CUUK2170/Lunine
Top: 10.017mm
Gutter: 21.089mm
978 0 521 85001 8
October 5, 2012
21
Climate change over the past few
hundred thousand years
Introduction
Humankind’s present-day dilemma with respect to global
warming often is viewed with virtually no temporal perspective at all. The World Meteorological Organization reports that
the decade 2001–2010 was the warmest on record, surpassing
1991–2000, which itself was warmer than previous decades.
But how does this century compare to other centuries, or this
millennium to others? In the third part of this book, we explored
extremes of Earth climate far more profound than those experienced in modern times, or even through the short span of
human history.
To really put global warming in perspective, however, we
need to understand how the climate has varied during the
penultimate geologic epoch, the Pleistocene, a time when all
of Earth’s geologic processes, and the chemistry of the atmosphere, are fully modern in every respect. The time since the
last interglacial, through the last ice age to the present interglacial, is recent enough that evidence is available by which
very detailed records of climate can be constructed. The most
thorough records can be assembled for the past 10,000 years
of Earth history, the Holocene. In this chapter, techniques for
assembling detailed climate information are summarized, and
we compare the climate in this interglacial with that in the last,
a kind of “Jekyll and Hyde” story.
21.1 The record in ice cores
deserts and hence more airborne dust are a signature of those
times.
Ice core records dating back through several glacial cycles
must be collected from sites that have remained glaciated
throughout that time to the present. High latitude or high altitude
is required for persistent glaciation. However, many such sites
are very dry, and hence the ice layers deposited are thin. Pressure from the continuing addition of annual layers eventually
squeezes the layers to the point where they cannot be sampled.
Periods of warmth cause a diferent problem: the diffusion of oxygen and other isotopes through the softening ice eliminates the
annual layers and may even smooth out the decadal or centuryscale variations. Furthermore, correlating core depth with dates
is not easy. For cores in which annual ice accumulation is large,
the annual cycles may be counted directly. Nearer the bottom
of cores or in drier regions, the annual variations are smeared
out and a model of ice accumulation that is tied to the inferred
temperatures must be applied, or sea core sediments can be used
to correlate ages.
Two regions of Earth that have produced excellent records
are Antarctica and Greenland; their positions in opposite
As discussed in Chapter 6, the stable heavy isotopes of both
hydrogen and oxygen exist in ocean water, and the resulting heavy water tends preferentially to exist in liquid form
as opposed to vapor. Thus, water evaporated from equatorial
oceans and moved poleward in storm systems is progressively
depleted in heavy water, and this effect is more pronounced in
colder climates. The ice sheets deposited in polar latitudes over
the past 400,000 years therefore contain a record of warmer
and colder times through the amount of depletion of deuterium
and 18 O in the ice. Together, the hydrogen and oxygen isotopes
in ice cores allow a record of temperatures to be assembled
with quite high fidelity, showing century or even decadal variation, back through four glacial/interglacial cycles. The ice cores
also record carbon dioxide content in the atmosphere at the
time each layer is laid down, because carbon dioxide is trapped
in air bubbles in the ice during deposition each winter. Other
gases that may contribute to the trapping of atmospheric heat
are found in the bubbles. The cores also contain a record of the
amount and kinds of dust that blew across and were deposited
annually on the ice sheets. Glacial epochs seem to be not only
colder but also drier, on a worldwide basis, so that broader
259
12:41
Trim: 276mm × 219mm
P2: SFK
CUUK2170-21
CUUK2170/Lunine
260
Top: 10.017mm
Gutter: 21.089mm
978 0 521 85001 8
October 5, 2012
THE ONCE AND FUTURE PLANET
Depth (m)
0
500
1,000
δD (‰)
−420
1,500
2,000
2,500
2,700
3,000
3,300
3,200
110 kyr
390 kyr
−440
a
−460
0.5
b
5.4
11.24
1.0
0.0
1.0
11.3
11.1
9.3
9.1
8.5
7.5
7.3
7.1
5.5
c
0.5
5.3
Ice volume
18
0.0
δ Oatm (‰)
−0.5
−480
5.1
Dust (ppm)
100
1.5
d
50
1.0
Na (ppb)
P1: SFK/UKS
0
e
0.5
0.0
0
50,000
100,000
150,000
200,000
250,000
300,000
350,000
400,000
Age (yr BP)
Figure 21.1 A Vostok ice core extending over 3.6 km depth showing various isotopic and other indicators of climate. Amount of deuterium relative
to hydrogen in the ice is a measure of ocean temperatures; higher deuterium (lower negative number) means higher temperature at the time of
deposition. Oxygen isotopes (18 and 16) are also shown; smaller values (upward) indicate warmer conditions. (δD in per mil means the difference
between D/H in the sample, and D/H in present-day ocean water, normalized by the latter and multiplied by 1,000; δ 18 O is defined the same way,
but with respect to 16 O.) Other parameters include ice volume, amount of dust, and sodium (Na) content. This last is a measure of ocean storminess,
since the sodium comes from sea salt wafted by ocean spray. Reproduced from Petit et al. (1999) by permission of Macmillan Magazines, Limited.
hemispheres of Earth have allowed a determination of how
widespread various climate changes might be. Figure 21.1 is an
ice core from the Vostok station in Antarctica showing 3.6 km
of ice core. Four glacial cycles are represented in the data in the
figure corresponding to over 400,000 years. For comparison, an
18
O record from seafloor sediments is shown, and the two track
each other very well. The ice core, however, clearly is more
detailed, showing shorter duration variations. The ice core temperature record also tracks the carbon dioxide record, as shown
in the Vostok core in Figure 21.2. Lower carbon dioxide values
seem to correspond to lower temperatures. Whether the carbon
dioxide is responding to, or forcing, the temperatures is a key
puzzle in the study of Pleistocene climates that we return to in
Chapter 22. The carbon dioxide record is much less accurate
than the isotopic record because of the problems of diffusion of
the carbon dioxide through the ice. It is very important, however, not just for correlating temperature changes with carbon
dioxide variations, but also because of the possible direct effects
on plant communities of changes in the carbon dioxide content
of the atmosphere.
The basic pattern over the past 100,000 years or so begins
as the last interglacial the Eemian interglacial gives way at
115,000 years before present to the last of the Pleistocene
glacials. An initial period of extreme cold, blurred in the sea
sediment record, rapidly retreats and a mild glacial time oscillates in warmth, until a second deep glacial some 60,000 years
ago is reached. Climate then moderates, but cools again progressively with oscillations seemingly on all timescales resolvable by the core until 19,000 years ago when the glacial
climax is reached. The glacial snow line where ice exists
year round dropped some 1,000 meters (3,300 feet) from
today’s value, and glaciers pushed down through much of
northern Europe, Asia, and North America. Glaciers were
even present in some mountainous parts of North America
equatorward of 35◦ latitude. Some 5,000 years later, temperatures began to rise quickly, and the present interglacial began.
Careful examination of the ice core record in Figure 21.1
reveals that the Eemian and Holocene interglacials are different
in their character. The onset of the Eemian 135,000 years ago is
characterized by a time of extreme warmth, exceeding anything
in the Holocene, and an apparent progressive decline through
average Holocene levels until the precipitous drop off into the
glacial. The Holocene is characterized by an equally sudden rise,
but to a value only somewhat above the average temperature for
the past 10,000 years. Following this rise, the temperature seems
to settle to a plateau that is broken only occasionally by modest
excursions. This interglacial, the one in which human civilization began and has flourished, appears to be more stable than
the previous one. The contrast between Holocene and Eocene
conditions differs in different ice core data. In some data there
is little difference between the two climates, but the Eemian–
Holocene difference is striking in the higher resolution ice core
12:41