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Chemical Processing of Ceramics, Second Edition
examine the equilibrium conversion of minerals. Today researchers seek more
rapid conversion to synthesize materials, and therefore adequate synthesis of the
precursors by, for example, the coprecipitation method and the sol-gel method
become more important. Addition of salt, acid, or base may facilitate the reaction
or alter the morphology of the products. These materials are called mineralizers.
Fluoride ions sometimes have a drastic effect on the hydrothermal synthesis of
materials. Besides the excellent article by Somiya, Roy, and Komarneni in this
book, many review articles have appeared on hydrothermal synthesis;28–32 therefore this technique will not be discussed further in this chapter.
2. Ammonia
Besides water for hydrothermal reactions, liquid ammonia (bp, 78°C; Tc, 132°C;
Pc, 113 atm) is also used for the solvothermal synthesis of nitrides. Metastable
or otherwise unobtainable nitride materials were reported to be formed by this
method.33–35 Ammonium and amide (NH2) ions are the strongest acid and base,
respectively, for the liquid ammonia system, and therefore ammonium salt acts
as the acid mineralizer,36 while amide ion can be prepared by addition of alkali
metals to the solvent. Since ammonia has a low boiling point, the reaction pressure
is usually quite high.
3. Other Inorganics
Sulfur dioxide (bp, −10°C; Tc, 157.5°C; Pc, 78 atm) is another interesting inorganic solvent. This compound has a high dielectric constant and low basicity
(actually, it acts as an acid). To the best of my knowledge, there have been no
articles that apply this solvent for the solvothermal synthesis of inorganic materials. However, the highly corrosive nature of this solvent may limit its use in
autoclaves.
Hydrofluoric acid (bp, 19.5°C; Tc, 188°C; Pc, 64 atm), nitrogen dioxide (bp,
21°C; Tc, 158.2°C; Pc, 100 atm; in equilibrium with N2O4), sulfuric acid (decomposition at 280°C), and polyphosphoric acid are candidates for solvents in solvothermal reactions, and the reactions of these solvents will produce a variety of
products that cannot be prepared by any other methods. For example, Bialowons
et al.37 reported that solvothermal treatment of (O2)2Ti7F30 in anhydrous HF at
300°C yielded single crystals of TiF4. Solvothermal reactions in these solvents
may produce fruitful results and a new field seems to be awaiting many researchers.
B. ORGANIC MEDIUM
1. General Considerations
Various organic solvents have been applied for the synthesis of inorganic materials. Because most of inorganic synthesis researchers are not familiar with
organic solvents, some important features are summarized here.
© 2005 by Taylor & Francis Group, LLC
Solvothermal Synthesis
25
Since organic compounds easily react with oxygen in highly exothermic
reactions (i.e., combustion of organics), the gas phase in the reaction vessel must
be completely purged with an inert gas such as nitrogen. From a thermodynamic
point of view, all organic compounds have an inherent tendency to decompose
into carbon, hydrogen (or water, if the organic compound has oxygen atoms),
nitrogen, and so on, at high temperatures. Methane is the most stable aliphatic
hydrocarbon, however, it can decompose into carbon and hydrogen at temperatures above 360°C in the presence of a suitable catalyst such as nickel or iron.38
Therefore most of the organic compounds, even though they may be stable at
room temperature, act as reducing agents at high temperatures. To avoid reduction
during the course of the reaction, the reaction can be carried out in the presence
of air in the gas phase in the autoclave. For example, microcrystalline α-LiFe5O8
powders were directly synthesized by a reaction of FeCl2 · 4H2O and lithium metal
in ethylenediamine at 120°C.39 In this reaction, one-fifth of the iron ions must be
oxidized by air. In this reaction system, however, the gas phase in the autoclave
can be an explosive mixture. Since an electric spark is required to ignite the
explosive mixture, the reaction can be carried out without any problems. However,
even if one run of the experiment is conducted without any troubles, one should
not think that another run of the same experiment can be carried out safely,
because static electricity may supply sufficient energy to explode the gas mixture.
Nor should one scale up the reaction, as an increase in the gas phase volume
drastically increases the risk of explosion.
Carbon nanotubes can be prepared using solvothermal reactions,19,20 however,
inherent decomposition of organic compounds into carbon and hydrogen is not
yet utilized in the solvothermal synthesis of nanotubes, but hexachlorobenzene
was reduced by alkali metal according to the following reaction:
C6Cl6 + K → KCl + 6/nCn (carbon nanotubes).
Absolutely dried organic solvents are highly hygroscopic, even though the
solubility of water in organic solvent is quite low. The solubility of water increases
with an increase in the reaction temperature.
2. Paraffins
Paraffins have low dielectric constants and therefore are essentially inert in inorganic synthesis. Because of the relatively low solubility of water, the activity of
water in these solvents easily approaches unity, and when inorganic particles are
present in the medium, water is easily adsorbed on the particles, where water
may facilitate hydrothermal conversion of the inorganic particles (see Section
III.A.1 in this chapter).
n-Hexane (this is the common name; the International Union of Pure and
Applied Chemistry [IUPAC] name is hexane) is one of the most common aliphatic
solvents; however, this compound has a specific toxicity that is not shown by
branched C6 hydrocarbons nor by other straight-chain paraffins such as pentane
© 2005 by Taylor & Francis Group, LLC
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Chemical Processing of Ceramics, Second Edition
and heptane. The origin of this toxicity is well established. Through the metabolic
system of human beings, this compound is oxidized by oxygenase to 2,5-hexanedione, which attacks the peripheral nervous system.40 Therefore the author
recommends that readers use heptane in place of hexane.
n-Paraffins with various carbon numbers are commercially available. Since
the boiling point of the organic solvent usually increases with an increase in
molecular weight, one can carry out the solvothermal reaction at relatively low
pressure by using higher paraffins such as tetradecane (bp = 253°C) or hexadecane
(bp = 287°C). However, higher straight-chain paraffins have quite low autoignition points (201°C for hexadecane), thus contact of heated paraffins with air or
leaking of these solvents from the autoclave will cause spontaneous ignition.
When higher hydrocarbons are desired for use as reaction solvents, mineral
oil (bp = 260 to 330°C) is recommended because the autoignition temperature
of mineral oil (260 to 370°C) is much higher than those of the n-paraffins. Since
it is produced in large quantity, it is quite cheap, and is a mixture of various
branched aliphatic hydrocarbons.
3. Aromatic Hydrocarbons
Aromatic hydrocarbons are relatively inert and have slightly higher base and
dielectric constants as compared with the paraffins. Benzene is the simplest
aromatic hydrocarbon and is thermally stable at high temperatures. Some
researchers favor the use of benzene for the medium of solvothermal reactions.
For example, the reaction of GaCl3 with LiN3 in benzene at 300°C yields gallium
nitride (GaN).41 Similarly the reaction of TiCl4 with NaN3 yields TiN.42 The
authors of these reports called this reaction procedure a “benzene-thermal” reaction. However, benzene is highly toxic and it causes fatal damage to hemopoietic
organs. The author strongly recommends that readers use toluene in place of
benzene. Although toluene also attacks the nervous system, the methyl group in
toluene is easily oxidized by oxygenase and the thus-formed benzoic acid reacts
with glutathione and is digested.
Solvothermal reaction (thermal decomposition) of metal alkoxides in toluene
usually yields the corresponding metal oxides (see Section III.B.1). Aromatic
hydrocarbons are favored for this reaction over aliphatic hydrocarbons because
of the higher solubility of the precursors in the former than those in the latter.
Xylenes (dimethylbenzenes) are also suitable solvents for the solvothermal synthesis.
Naphthalene is solid at room temperature, but is known to be a good solvent
for various organic reactions. When this solvent is used for the synthesis of
inorganic materials, it may cause problems in washing out the solvent by other
low boiling point solvents such as acetone and methanol. However, naphthalene
easily sublimes, and therefore this solvent can be eliminated by sublimation. In
this regard, this method may avoid the coagulation of particles during the drying
stage, which is caused by the surface tension of the liquid remaining between
the product particles.
© 2005 by Taylor & Francis Group, LLC
Solvothermal Synthesis
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4. Alcohols
Solvothermal reactions in alcohols are sometimes called “alcohothermal” reactions; this word is derived from alcoholysis based on the similarity between
“hydrothermal” and “hydrolysis.” Alcohols are the most common solvents for
sol-gel synthesis. Primary alcohols are fairly stable at higher temperatures (up to
360°C) and therefore are widely used for the solvothermal reactions.43 For example, amorphous gel derived by hydrolysis of metal alkoxides can be crystallized
by solvothermal treatment in alcohols. Since lower alcohols (methanol, ethanol,
and 1-propanol) are completely miscible with water, water molecules present in
the precursor gel may be replaced with the solvent alcohols. Therefore the precursor gel is easily dispersed in the solvent, where crystallization takes place.
Detailed mechanisms for the formation of crystals are not yet fully elucidated.
Crystallization of metal oxides is usually reported to take place by dissolutionrecrystallization mechanisms, but the mechanism seems to depend on the gel
structure. Moreover, water molecules dissolved from the gel in the reaction
medium may facilitate crystallization of the product. More discussion is given in
Section III.D of this chapter.
Note that the primary alcohols corrode aluminum,44 and therefore aluminum
cannot be used as the sealing material for the autoclave when solvothermal
reactions in primary alcohols are performed.
Since noble metal ions have a high tendency to be reduced to the metallic
state, noble metal particles are easily formed by heating noble metal compound
in alcohols at relatively low temperatures.45 In these reactions, alcohols are oxidized to the corresponding aldehydes and then to the carboxylic acids.
Secondary alcohols such as 2-propanol (the common name is isopropyl
alcohol; some researchers use “isopropanol,” but this name is created by confusion of the common and IUPAC names) and 2-butanol are easily dehydrated
at temperatures of 200 to 300°C, liberating olefins and water. Metal alkoxide
can be hydrolyzed by the thus-formed water. This method was first reported by
Fanelli and Burlew46 (see Section III.B.8). Since water is formed homogeneously in the reaction system, this method can be regarded as the sol-gel
version of the homogeneous precipitation method.47 The usual precipitation
method uses the precipitation reagent (acid or alkali), and addition of these
reagents to the reaction system causes heterogeneity in pH in the system because
of a large difference in pH between the system and the reagent. On the other
hand, in the homogeneous precipitation method, pH of the system is homogeneously changed by, for example, the hydrolysis of urea intentionally added to
the reaction system.
Dehydration of alcohols proceeds by heterolytic cleavage of the C–O bond,
yielding carbocation and hydroxide anion, and the dehydration rate is determined
by the stability of the thus-formed carbocation. Therefore tertiary alcohols such
as tert-butyl alcohol (2-methyl-2-propanol) are more easily dehydrated. When
these solvents are used for the solvothermal reaction, the essential nature of the
reaction may be identical to that of the hydrothermal reaction.
© 2005 by Taylor & Francis Group, LLC
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Chemical Processing of Ceramics, Second Edition
5. Glycols
The solvothermal reaction in glycols is called a “glycothermal” reaction. Ethylene
glycol (1,2-ethanediol) is the simplest glycol. This compound is stable at high
temperatures. The hydroxyl group is an electron-withdrawing group (electrons
are withdrawn through the C–O covalent bond) and the carbocation formed by
the cleavage of a C–O bond is destabilized by the intramolecular hydroxyl group.
Therefore dehydration of ethylene glycol barely proceeds.
This molecule has two hydroxyl groups that can donate their lone-pair electrons to those that are electron deficient, such as a metal cation. Thus it forms
stable chelates with many metal ions and easily dissolves various metal salts. A
number of glycolato complexes have been prepared and their crystal structures
determined.48–50
One of the most significant results in solvothermal chemistry reported thus
far is the synthesis of silica-sodalite, reported by Bibby and Dale,13 which has
never been prepared in aqueous systems. Ethylene glycol was used as the solvent
in this synthesis, and it was shown that ethylene glycol is trapped in the cage of
the sodalite.51
Ethylene glycol can be used to reduce metal ions to the metallic state. All
the noble metals can be easily reduced by heating the metal salt in glycol at
temperatures of 120 to 200°C,5,6,52,53 and therefore reactions can be carried out
in an open system. Nickel is also reduced, but iron is not reduced to the metallic
state. This method was first reported by Figlarz et al.,5 and they called this method
the polyol process.
The author synthesized various mixed oxides using 1,4-butanediol. A more
detailed discussion of this solvent is given in Sections III.B.9 and III.C.
6. Cyclic Ethers
Tetrahydrofuran (THF) and 1,4-dioxane are the most common cyclic ethers. Since
the basicity of cyclic ethers is approximately 1 pKa unit higher than acyclic ethers,
these compounds are widely used as solvents in many organic reactions. However,
it should be noted that peroxide is formed by the reaction with molecular oxygen.
The peroxides formed from these solvents are relatively stable and therefore can
accumulate during storage. Once the reagent bottle is opened, the remaining solvent
should be discarded. Old reagent should not be used because accumulated peroxide
easily explodes on heating. It should be noted that tetrahydrofuran can polymerize
with acid compounds in an exothermic reaction, and therefore acid compounds
should be avoided in the reaction system. Some mixed metal oxides such as silicaalumina and titania-silica have a highly acidic surface and the reaction systems
which may produce these oxides in tetrahydrofuran should be avoided.
7. Carboxylic Acids and Esters
Carboxylic acids can be used as the media for the solvothermal synthesis of
inorganic materials. Synthesis of magnetite by thermal decomposition of an iron
© 2005 by Taylor & Francis Group, LLC
Solvothermal Synthesis
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extract from the aqueous solution with a carboxylic acid has been reported (see
Section III.B.4 of this chapter).54 In organic chemistry, it is well known that carboxylic salts of divalent metal cations decompose into ketone yielding carbon dioxide.
Essential oils and vegetable oils are carboxylic acid esters of glycerin. In an
inert atmosphere, these compounds are fairly stable at high temperatures. When
they are heated in an open system, however, they are gradually oxidized by air
and begin to decompose before they evaporate. When aluminum hydrogels are
dropped into heated vegetable oils, alumina can be formed with evaporation of
water. In this method, hydrothermal conditions are partially formed; thus boehmite particles are formed which combine with primary particles of amorphous
alumina, and after calcinations, γ-alumina granules with sufficient mechanical
strength are formed.
8. Amines
Ammonia as the solvothermal medium was described in Section II.A.2. Alkyl
amines are similar to alcohols: lone-pair electrons on the nitrogen atom can
stabilize metal cations, while protons on the nitrogen atom can stabilize anions
by the formation of hydrogen bonding. The C–N bonds are more stable than the
C–O bonds, and alkyl amines have higher thermal stabilities than the corresponding alcohols. Various amines are commercially available and a variety of amines
have been used as templates (structure-directing agents) in the hydrothermal
crystallization of zeolites and open-framework metal oxides and phosphates.55,56
a. Hydrazine hydrate (H2N–NH2 · H2O)
It was reported that tetragonal SnO powders with a disc-like morphology were
solvothermally prepared from stannous oxalate (SnC2O4) in hydrazine hydrate at
50°C–200°C.57 However, hydrazine hydrate decomposes on heating or exposure
to ultraviolet light to form ammonia, hydrogen, and nitrogen, therefore great care
must be taken to prevent overheating of the reaction system. Moreover, contact
with cadmium, gold, brass, molybdenum, and stainless steel containing greater
than 0.5% molybdenum may cause rapid decomposition of hydrazine.58 A Teflonlined autoclave should be used and this solvent should not be used at high
temperatures. The autoignition temperature is reported to be 280°C. Similarly,
all the compounds that contain N–N, N–O, N–Cl, O–O, and Cl–O bonds can
explosively decompose, and therefore great care should be taken when using
these compounds.
b. Ethanolamine (2-aminoethanol), diethanolamine
(2,2’-iminobisethanol), and triethanolamine
(2,2’,2’’-nitrilotrisethanol)
All these compounds are thermally stable and therefore are good solvents for
solvothermal reactions. Since the amino group also donates its lone-pair electrons
to Lewis acid (metal cation), metal cations are stabilized and triethanolamine is
a tetradentate ligand. Laine et al.59 reported that some metal oxides and hydroxides
© 2005 by Taylor & Francis Group, LLC
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Chemical Processing of Ceramics, Second Edition
such as silica and aluminum hydroxide are completely dissolved in ethylene
glycol in the presence of triethanolamine by refluxing the solvent with continuous
distilling of the water produced by formation of triethanolamine complex of the
metal ions. They used dissolved complex as the precursor for mixed oxides via
spray pyrolysis.59–62
c.
Ethylenediamine, diethylenetriamine,
triethylenetetramine
These solvents dissolve the chalcogen elements sulfur, selenium, and tellurium,
and therefore can be used for the solvothermal synthesis of metal chalcogenides
by the reaction of metal oxalate with chalcogens at 120°C–200°C.63–65 It has been
reported that the reaction also proceeds in tetrahydrofuran or pyridine, but the
reaction in polyamines having more than two chelating atoms proceeds more
completely.65
9. Other Nitrogen-Containing Compounds
a. Acetonitrile
Acetonitrile has medium basicity and medium polarity, and therefore this compound is used for the synthesis of inorganic compounds such as polyoxometalates.15,66–68
b. Nitromethane
This solvent is unique because it is poorly basic but has a high polarity. However,
the nitro group is thermally unstable and therefore this solvent should not be
heated. Nitrobenzene has a similar specificity; moreover, this compound is more
toxic than nitromethane. Another compound having similar properties is sulforane. This compound is synthesized by the reaction of 1,3-butadiene and sulfur
dioxide followed by hydrogenation of the C=C double bond and is now widely
used for extraction of aromatic compounds from the residue of steam cracking
for the synthesis of lower olefins. The thermal stability of sulforane (decomposes
slightly at 285°C) is much higher than that of nitromethane.69
10. Dipolar Aprotic Solvents
Dimethyl sulfoxide (DMSO), N,N-dimethylformamide (DMF), and hexamethylphosphoramide (C6H18N3OP; HMPA) are highly basic and have high dielectric
constants. Because of the high basicity of these solvents, cations are highly
solvated but anions are left unsolvated.70 Therefore anions in these solvents have
high reactivities. Only a few papers have dealt with the effect of these solvents
in inorganic synthesis.
Since these solvents have high affinities to protein, they have a high toxicity
to liver. Because of the relative low vapor pressures of these solvents at room
temperature, there is relatively low risk when these solvents are used at lower
temperatures. However, solvothermal reactions use these solvents at high temperatures, and therefore small leaks from the autoclave can cause severe damage
© 2005 by Taylor & Francis Group, LLC