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Solvothermal Synthesis
47
by the glycothermal method. GdAG (metastable phase) has been prepared by
many researchers, but synthesis of SmAG and RuAG has never been reported by
any other methods.
Hydrothermal synthesis of single-phase REAG requires higher temperatures (350 to 600°C) and pressures (70–175 MPa),153,154 although Mill' reported
that the lower temperature limit for the formation of YAG was 280°C.153 He
also reported that with an increase in the ionic size of the RE element, the
lower temperature limit increased. The REAG with the largest RE ion size
that has been thus far prepared hydrothermally is TbAG,153 and it was reported
that 420 to 450°C was required for the formation of this garnet. Therefore
there seems to be no possibility that SmAG and EuAG can be prepared by the
hydrothermal method, because the ionic size of these elements is much larger
than that of Tb.
2. Rare-Earth (Nd-Lu) Gallium Garnets
The reaction of RE (Nd-Lu) acetates with Ga(acac)3 in 1,4-BG at 300°C yielded
the corresponding RE gallium garnets (REGGs).21,156 The garnet phases were
reported to be thermodynamically stable for all the RE elements from samarium
to lutetium,157 and all of the stable REGGs were prepared by the glycothermal
method. The reaction at 270°C also gave phase pure REGGs for Sm-Lu, but
the reactions at 250°C gave amorphous products except for the reaction of
yttrium, which gave yttrium gallium garnet (YGG). Hydrothermal reaction of
Ga(acac)3 with RE acetate under conditions identical to the glycothermal reaction (except reaction medium) gave -Ga2O3 together with a small amount of
the garnet phase.21
The reaction of praseodymium and cerium acetates with Ga(acac)3 gave
RECO3(OH) as the sole crystalline product. When the reaction was carried out
in the presence of gadolinium gallium garnet (GGG) seed crystals, garnets were
crystallized in spite of the fact that unit cell parameters of these garnets are much
larger than those of GGG.21 These results suggest that under glycothermal conditions, nucleation is the most difficult process, and that once nucleation takes
place, crystal growth proceeds easily.
The particles of gallium garnets with large RE ions are spherical (0.5–2 µm)
and the surface of the particles is smooth. On the other hand, the surface of the
particles (0.1–0.3 µm) of the gallium garnets of terbium and RE elements having
ionic sizes smaller than terbium is rough, with apparent polycrystalline outlines.
However, high-resolution images of the latter type of particles show that a whole
particle is covered with a single lattice fringe, indicating that each particle is a
single crystal grown from only one nucleus. The authors concluded that the latter
type of morphology is formed by quite rapid crystal growth.21
Monodispersed particles are formed for garnet with smaller RE ions.21 Monodispersed particles can be prepared if a burst of nuclei is formed at the early
stage of the reaction and if nucleation does not take place during the crystal
growth stage.158 Once nucleation occurs in the glycothermal synthesis of gallium
© 2005 by Taylor & Francis Group, LLC
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Chemical Processing of Ceramics, Second Edition
garnets, the concentration level decreases, which is determined by the balance
between the dissolution rate and rate of consumption of the reactants in the
solution by crystal growth. For the small RE ions, crystals grow rapidly, and
therefore the concentration of the reactants becomes low, prohibiting nucleation
during the crystal growth stage.
3. Metastable Hexagonal REFeO3
The reactions of RE acetates with Fe(acac)3 yielded three different types of the
product, depending on the ionic size of the RE element. For Nd-Gd, the product
was RE(CH3COO)O, and no binary oxide was formed. The product obtained
from Er-Lu acetate was a novel phase of REFeO3 having a hexagonal crystal
system (ao = 6.06, co = 11.74).159 The hexagonal phase was also formed in the
reaction at 220°C, but the product had quite a low crystallinity. The product is
isomorphous to the hexagonal YMnO3 (ao = 6.125, co = 11.41, P63cm).160 In
the structure, iron atoms are in trigonal bipyramidal coordination surrounded
by five oxygen atoms. Hydrothermal reaction of a mixture of Fe(acac)3 with
RE acetate yields Fe2O3 (hematite) together with an amorphous RE species.159,161 In the glycothermal reaction, metal alkoxide (glycoxide) or acetylacetonate is a starting material or may be formed as an intermediate, and the reaction
proceeds by thermal decomposition of these alkoxides (glycoxides) instead of
the hydrolysis of the alkoxide process, which usually yields amorphous products.
In the alkoxide process, part of the free energy of the starting materials is
consumed in the hydrolysis stage, whereas in the glycothermal reaction, instability of the intermediate phase gives a large driving force to product formation.
Therefore crystal growth proceeds rapidly and metastable phases can be formed
by the glycothermal reaction.
4. Other Mixed Oxides
Glycothermal reaction of two starting materials gives various crystalline mixed
oxides, and some of the mixed oxides synthesized by the glycothermal method
are summarized in Table 2.3.8,99,142,144,159,162,163 According to our working hypothesis, the reaction between metaoxo anion and metal cation is expected. In other
words, the glycothermal synthesis of mixed oxides can be regarded as an acidbase reaction. Metal ions of highly electronegative elements form acidic oxides,
and the hydroxyl groups in the coordination sites of these metal ions can be
easily deprotonated, yielding metaoxo ions. On the other hand, metal cations
with elements that are less electronegative form basic oxide, and the hydroxyl
groups in the coordination sites of these metal ions can be liberated, yielding
hydroxide ion and metal cation. As shown in Table 2.3, combining these two
types of elements gives crystalline oxides. Although combining titanium and
RE ions resulted in the formation of amorphous products, the glycothermal
reaction of each starting material yields a crystalline product. Therefore, in the
© 2005 by Taylor & Francis Group, LLC
Solvothermal Synthesis
49
TABLE 2.3
Mixed Oxide Formed by Glycothermal Reactions
Metal Cation that Forms Basic Oxide
Acidic
Oxide
P2O5
Nb2O5
Al2O3
Ga2O3
Fe2O3
TiO2
Ta2O5
RE3+
Zn2+
REPO4
RE3NbO7
RE3Al5O12
RE3Ga5O12
REFeO3
Amorphous
Unknown
Zn3(PO4)2
ZnNb2O6
ZnAl2O4
ZnGa2O4
ZnFe2O4
Zn2TiO4
Amorphous
Ca2+
Ca5(OH)(PO4)3
CaNb2O6
Li+
Ba2+
LiNbO3
LiTi2O4
BaTiO3
Ca3Ta2O7
amorphous product, titanium and RE ions somehow strongly influenced each
other.138
For another possible reaction mechanism for the formation of mixed oxides,
binary alkoxide (glycoxide) may be formed prior to the formation of the mixed
oxide. In fact, various binary glycoxides have been prepared and their crystal
structures have been elucidated.164–166 Formation of BaTiO3 by the glycothermal
reaction may be explained by this mechanism,167 because Ba-Ti binary alkoxide
is well established.166,168 However, formation of garnet phases (Sections III.C.1
through III.C.3) cannot be explained by this mechanism because addition of seed
crystals, in some cases, gives a product with a chemical composition completely
different from that of the product obtained without the addition of the seed
crystals.
Besides acid-base chemistry, combining two elements that have similar properties sometimes gives mixed oxides. An example is formation of -Al2O3-Ga2O3
by the reaction of aluminum alkoxide and gallium acetylacetonate.169 A linear
relationship between the lattice parameter of the solid solution and the composition of the two starting materials is observed.169,170 Since the products have
particle sizes in nano scale with quite large surface areas, reaction mechanisms
are not yet fully elucidated, but statistical decomposition of the intermediates
seems to be most plausible.
Some other important properties for the formation of mixed oxides are summarized below:
•
•
In most cases, the particles of the glycothermally prepared mixed oxide
are spherical and each particle is a single crystal grown from a nucleus.
The nucleation step is the most difficult process; addition of seed
crystals has a significant effect on product formation. When nucleation
takes place, crystal growth proceeds quite rapidly.161
© 2005 by Taylor & Francis Group, LLC
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Chemical Processing of Ceramics, Second Edition
•
•
•
•
•
•
Only one mixed oxide is crystallized for the system where many oxide
phases are present in the phase diagram, and the mixed oxide can be
crystallized from a starting composition far from the stoichiometric
one.
Addition of a small amount of water (up to 5% by volume) usually
facilitates the reaction, but larger amounts of water may disturb the
formation of single-phase product by the formation of stable intermediates.
The use of ethylene glycol usually yields amorphous products (see
Section III.C.5).171,172
The particle size of the mixed oxide is usually larger than simple oxide
prepared by the glycothermal method.
When product with a large crystal size is formed, the product particles
contain a significant number of crystal defects.
The surface of the product particles is covered with organic moieties
attached through covalent bonding. The organic moieties can be eliminated by heat treatment at 250 to 300°C in an air flow.
5. Reaction in Ethylene Glycol
The reaction of metal alkoxides in ethylene glycol at 250 to 300°C usually yields
amorphous products.171,172 This is because cleavage of the C–O bond in the
glycoxide is difficult because of the inductive effect of the intramolecular
hydroxyl group. Metal cations are fixed in the networks of the gel structure of
ethylene glycol molecules. From the amorphous product, obtained by the glycothermal reaction of two suitable starting materials, mixed oxide is crystallized at
low temperature.171,172 For example, the reaction of aluminum isopropoxide with
yttrium acetate (Y/Al = 2) yields an amorphous product. By calcination of the
product, single-phase monoclinic yttrium aluminum oxide (Y4Al2O9) was crystallized at relatively low temperature.172 From a mixture of the same starting
materials with stoichiometric composition for garnet (Y/Al = 3/5), YAG was
crystallized at 920°C through the intermediate formation of hexagonal
YAlO3.171,172 This crystallization behavior is essentially identical with that of the
gel derived by hydrolysis of yttrium aluminum double alkoxide.173
Although solvothermal reaction in ethylene glycol usually yields amorphous
products, addition of a small amount of water may give crystalline product. Thus
Kominami et al.174 reported that solvothermal treatment of TiO(acac)2 in ethylene
glycol in the presence of sodium laurate and a small amount of water at 300°C
yielded microcrystalline brookite having an average size of 14 nm × 67 nm
without contamination of other TiO2 phases.
D. CRYSTALLIZATION
OF
AMORPHOUS STARTING MATERIALS
The starting materials are prepared by the sol-gel method175–181 or the (co)precipitation method,182–186 and the precursors are solvothermally treated to crystallize
© 2005 by Taylor & Francis Group, LLC
Solvothermal Synthesis
51
the products. Since hydrous gel is highly hydrophilic, solvents miscible with
water are usually favored, and lower alcohols and glycols are usually used.
Ethylenediamine was also used.181 Inert organic solvents together with a surfactant
to disperse the precursor gel may also work,183 and may control the morphology
of the agglomerated particles. Solvothermal crystallization of sonochemically
prepared hydrous yttrium-stabilized zirconia (YSZ) colloid was also reported.187
A semicontinuous process for BaTiO3 synthesis was reported by Bocquet et al.176
The first step is the hydrolysis of the alkoxide BaTi(O-iPr)6 in isopropanol at 100
to 200°C. The second step is a thermal treatment of the formed solids under the
supercritical state of the solvent.
An important point is that the precursor gels thus prepared contain significant amounts of water, even if the gels are dried by some suitable method.
One of the weak points of solvothermal crystallization may be difficulty in
controlling the water content in the precursor gel. Water facilitates hydrothermal
crystallization of the precursor gel, and therefore the essential chemistry here
may be hydrothermal. Actually, solvothermal crystallization usually requires
higher temperatures and more prolonged reaction times than hydrothermal
crystallization.175 Moreover, in the solvothermal crystallization of stabilized
zirconia, the presence of an adequate amount of water was reported to be so
critical in dissolving the oxide powder that no crystallization occurred in absolute alcohol.184
Solvothermal crystallization usually produces products with smaller sizes
than those obtained by the hydrothermal method. The formation of polymorphs that cannot be obtained by the hydrothermal method is frequently
reported: PbTiO 3 with pyrochlore structure/perovskite PbTiO 3, 175 cubic
BaTiO3/tetragonal-phase BaTiO3,176,178 cubic ZrO2/tetragonal ZrO2.177 Formation of these phases may be due to the smaller crystallite size of the solvothermal products.
For the hydrothermal crystallization of amorphous gel, the dissolutionrecrystallization mechanism usually, although not always, takes place in which
dissolution of amorphous particles occurs followed by nucleation of the product
in the solution (homogeneous nucleation) and crystal growth. Ostwald ripening
occurs when the product has enough solubility. For solvothermal crystallization,
similar dissolution-recrystallization mechanisms are frequently reported to
occur.175,178,183,184 However, since a limited amount of water is present in the
reaction system, microscopic chemistry may differ from that of hydrothermal
chemistry. Water is adsorbed on the surface of the amorphous particles and
dissolves a part of the surface having higher energies. Water molecules transfer
the solute species to other parts of the particle surface that have lower energies,
which can act as the nucleation site of the product (heterogeneous crystallization). Crystal growth takes place by diffusion of the component with the aid
of adsorbed water, finally converting whole amorphous particles into crystals.
This mechanism is proposed because solvothermal crystallization of the amorphous precursors usually leads to nanocrystals, in spite of the fact that nucleation
© 2005 by Taylor & Francis Group, LLC